Thursday, January 26, 2012 - 11:46 AM

As co-chair of the editorial board of the journal International Security, I couldn't be more delighted by the attention that Michael Beckley's article questioning China's rise (and America's supposed decline) is getting. See here, here, and here. But I fear that people who are seizing on Beckley's article to pooh-pooh fears of U.S. decline -- including our own Daniel Drezner -- are mostly asking the wrong question.
As I've noted elsewhere, the issue isn't whether the United States is about to fall the from the ranks of the great powers, or even be equaled (let alone surpassed) by a rising China. The world may be evolving toward a more multipolar structure, for example, but the United States is going to be one of those poles, and almost certainly the strongest of them, for many years to come.
Instead, the real issue is whether developments at home and overseas are making it harder for the United States to exercise the kind of dominant influence that it did for much of the latter half of the 20th century. The United States had a larger share of global GDP in the 1940s and 1950s, and it wasn't running enormous budget deficits. The United States was seen as a reliable defender of human rights, and its support for decolonization after World War II had won it many friends in the developing world. It also had good relations with a variety of monarchies and dictatorships, which it justified as part of the struggle against communism. These features allowed the United States to create and lead combined economic, security and political orders in virtually every corner of the world, except for the portions directly controlled by our communist rivals. And the U.S. and its allies eventually won that struggle too, driving the USSR into exhaustion and watching the triumph of market economies and more participatory forms of government throughout the former communist world.
The United States remains very powerful -- especially when compared with some putative opponents like Iran -- but its capacity to lead security and economic orders in every corner of the world has been diminished by failures in Iraq (and eventually, Afghanistan), by the burden of debt accumulated over the past decade, by the economic melt-down in 2007-2008, and by the emergence of somewhat stronger and independent actors in Brazil, Turkey, India, and elsewhere. One might also point to eroding national infrastructure and an educational system that impresses hardly anyone. Moreover, five decades of misguided policies have badly tarnished America's image in many parts of the world, and especially in the Middle East and Central Asia. The erosion of authoritarian rule in the Arab world will force new governments to pay more attention to popular sentiment -- which is generally hostile to the broad thrust of U.S. policy in the region -- and the United States will be less able to rely on close relations with tame monarchs or military dictators henceforth. If it the United States remains far and away the world's strongest state, its ability to get its way in world affairs is declining.
All this may seem like a hair-splitting, but there's an important issue at stake. Posing the question in the usual way ("Is the U.S. Still #1?", "Who's bigger?", "Is China Catching Up?" etc.,) focuses attention primarily on bilateral comparisons and distracts us from thinking about the broader environment in which both the United States and China will have to operate. The danger, of course, is that repeated assurances that America is still on top will encourage foreign policy mandarins to believe that they can continue to make the same blunders they have in the recent past, and discourage them from making the strategic choices that will preserve U.S. primacy, enhance U.S. influence, and incidentally, produce a healthier society here at home.
Joe Raedle/Getty Images
Monday, December 19, 2011 - 12:34 PM

It's the holiday season, but Death does not observe such man-made conventions. I've been more conscious of that fact this past week, in part because my mother would have been 84 last Thursday and she is woven into a whole tapestry of my holiday memories. It is at such times that the loss is most acute.
And as it happens, we have seen three notable departures this week. Herewith a brief comment on each.
1. Christopher Hitchens. I never met Hitchens (though my wife knew him slightly back in the 1980s), but I've enjoyed several of his books and a fair bit of his commentary over the years. His talents were considerable and his achievements worthy of note (and I'd give a fair bit to be as able and witty a writer as he was), but the outpouring of tributes this past week struck me as decidedly over-the-top. (I can't help but think that he would have been first in line to skewer most of them). I don't doubt the sincerity of his friends' affection and or question their sense of loss, but as Glenn Greenwald notes, if you want people to say nice things about you when you're gone, make sure a lot of your friends are well-connected Establishment writers.
Like a lot of public intellectuals, Hitchens embraced an odd set of ideological fixations at various points in his career. He started out a Trotskyite, and ended up a cranky neoconservative fellow-traveler (at least regarding the Iraq War and the threat from radical Islam). And his public persona never seemed tempered by self-doubt, despite having been massively wrong on more than one occasion. A bit more humility might have made him a less successful writer, but also a more sensible one.
Is it possible that his oscillations reflected a lack of deep intellectual foundations? He was clearly formidably well-read, but apart from his outspoken atheism, I'm not sure he had a well-developed theory for how the world really worked. By his own account, the unifying core of his thinking was a hatred of "the totalitarian"--and especially any movement or ruler who tried to control what we think--but isn't that about the easiest target for anyone (and especially a writer) to pick? I mean, who's going to rise to totalitarianism's defense in this day and age, and especially inside the American Establishment? (Civil liberties may be under siege these days, but we have a ways to go before we come close to true tyranny.)
That said, I was also struck by one more thought upon reading all those commentaries on his career. I cannot imagine the American system of higher education producing anyone quite like him, and especially not the typical American Ph.D. program in the social sciences. Whatever his flaws may have been, Hitchens was wide-ranging, provocative, willing to take unpopular positions, and above all fun to read. Whereas graduate education in the United States is increasingly designed to take smart and ambitious young students, stamp most of the fire and creativity out of them, and make them safe, largely indistinguishable from each other, and above all, boring. (There's a reason we call them "academic disciplines"). So if Hitchens is your role model, for god's (note the small "g") sake don't go get a Ph.D.
David Levenson/Getty Images
Tuesday, December 6, 2011 - 2:29 PM

Today I want to offer a few brief words of tribute to Paul Doty, who passed away yesterday at the age of 91. Paul was a distinguished biochemist and molecular biologist, as well as a pioneering figure in the field of arms control. He was head of the Federation of American Scientists, a founder of the Pugwash Conferences (which brought together scientists from both sides of the Iron Curtain to discuss arms control and war prevention), and a key figure in the renaissance of security studies that began in the late 1970s. A more detailed account of his life and career can be found here and here.
I am one of the countless number of scholars who owe part of their professional success to Paul's vision and support. Back in the 1970s, Paul realized that his generation of policy-minded academics was not being replicated, and he convinced the head of the Ford Foundation, McGeorge Bundy, to finance new research centers at a number of prominent universities. This act led to the founding of the Center for Science and International Affairs (CSIA) at Harvard (with Paul as founding director), and to parallel centers at Stanford, UCLA, and Cornell.
The model for CSIA (subsequently renamed the Belfer Center), was a scientific lab. In addition to providing young scholars with the time and resources to conduct their research, these centers also provided an atmosphere where older scholars could mentor younger colleagues and where people with varying backgrounds could meet, exchange ideas, and build robust professional networks. Thus, a fellowship at CSIA was more than just an opportunity to finish or revise a dissertation. It was also a chance to interact with prominent academics and policymakers, to learn how to challenge a prominent expert with whom one disagreed and, in general, to comport oneself as an engaged and competent professional. My initial stint at CSIA (1981-1984) was central to getting my own career started, and there are now literally hundreds of CSIA alumni holding prominent positions in the academy and in key policymaking circles, including prominent Obama administration figures such as Michele Flournoy, Daniel Poneman, Kurt Campbell, and Ivo Daalder.
Paul had a lot of the "absent-minded professor" in him, and stories about some of his idiosyncrasies became legendary among his colleagues. But what I remember most was his rare ability to cut to the heart of an issue, and his quiet fearlessness in confronting those with whom he disagreed. I never saw him behave rudely to a visiting speaker, but he had little patience for arguments that didn't add up or for policy positions that made no sense. And it didn't matter if the person trying to sell some dubious idea was powerful or prominent; Paul would press the attack with quiet persistence. He was, in short, a truth-teller, who cared more about getting the right answer or the right policy than advancing his own personal fame or power. In that most basic of virtues, he was a model for us all.
Belfer Center for Science and International Affairs
Thursday, December 1, 2011 - 9:16 PM

A few weeks ago, I mentioned that "offshore balancing" was a grand strategy whose time had come. My evidence at the time was the fact that Tom Friedman of the New York Times, previously an enthusiastic proponent of using American power to police the world and transform the Middle East, was now endorsing some of the key principles of offshore balancing. Now another recovering liberal interventionist, Peter Beinart, has written a column for the Daily Beast arguing that "offshore balancing" is the strategy that the Obama administration has adopted and offering a qualified endorsement of it.
On the one hand, it's gratifying to see another mainstream pundit embrace a strategy that is long overdue. But it is also troublesome that neither Friedman nor Beinart bothered to mention any of the people who have been championing this approach for a decade or more, including Christopher Layne, John Mearsheimer, Barry Posen, Christopher Preble, Robert Pape, Andrew Bacevich, Patrick Porter, and yours truly.
The omission may just be due to carelessness or haste, but it is not without consequences. By ignoring these (mostly) realist scholars who were among the earliest critics of neoconservative excesses (excesses that Beinart and many others once supported) and who have also been the principal advocates of a different approach to American grand strategy, Beinart's essay helps ensure that foreign-policy debates in the U.S. remain confined within rather narrow circles.
As I've observed elsewhere, a striking feature of our contemporary foreign-policy debates is the rather modest role that realists play in policymaking circles or in mainstream commentary. Neoconservatives are still highly influential despite a steady litany of failures, and liberal internationalists dominate the Democratic Party's foreign-policy establishment despite a mixed track record. By contrast, genuine realists remain something of an endangered species inside the Beltway, even though they were once important players in foreign-policy circles and even though "realism" is a respected theoretical perspective within the academic study of international relations. Yet there is no genuine realist writing on a regular basis for any of the major news outlets like the New York Times, Wall Street Journal, or Washington Post. (If you want to know how marginal realists have become, consider the frightening possibility that this rather modest blog might be the most visible mainstream outlet for more-or-less realist commentary.)
Of course, my point is not that realists get everything right, though our track record is pretty good. My point is that a realist perspective on U.S. foreign policy ought to get more attention than it typically does these days.
Beinart is a smart and independent thinker, and he deserves credit for recognizing where things are now headed and for calling his readers' attention to it. But he doesn't fully grasp some of the essential features of offshore balancing. His (and Obama's) version of this strategy remains highly interventionist; the only difference is that Washington now uses drones, cruise missiles, and special forces instead of large land armies. But we are still violating other states' sovereignty and killing terrorists and civilians in several different places, including some areas that are hardly vital interests. As we are witnessing in Pakistan, this approach is inflaming anti-Americanism, radicalizing the Pakistani diaspora, jeopardizing the overdue effort to leave Afghanistan, and quite possibly making the terrorism problem worse over time. And Obama and Beinart's version of the strategy still assumes that it is America's responsibility to solve security problems in places like Yemen or Central Asia, instead of relying primarily on others to do it.
Beinart also believes one of offshore balancing's limitations is that "it requires abandoning the idea that via nation building the U.S. can remake other societies." Offshore balancers do not see eschewing nation-building as a "limitation" but rather as an acknowledgement that outside intervention and foreign occupation are not good ways to move societies in a positive direction. On the contrary, realists believe that the United States is more likely to move the world in the right direction by offering a powerful and positive example to the world, an example that others admire and seek to emulate over time. Hence their concern that excessive global adventurism has fueled anti-Americanism in many places, inflated the influence of the military-industrial complex, led to torture and other violations of U.S. ideals, and gradually undermined civil liberties back home.
Beinart is also somewhat critical of allying with states that have questionable democratic credentials, which is sometimes necessary to preserve favorable balances of power in key regions. But we should not forget that the United States has done this throughout its history and benefited from many of these partnerships. Alliances with fellow democracies might be preferable (though some of them can cause problems too), but international politics is a contact sport and even powerful states cannot afford to be overly choosy when selecting allies and partners.
Finally, Beinart depicts offshore balancing as a strategy that has been forced upon us largely by fiscal constraints. In his words, "offshore balancing reemerges when the money and bravado have run out." He's correct that our economic woes have pushed the United States towards this more sensible strategy, but that does not mean we should go back on the interventionist warpath if we ever get our fiscal house in order. The interventionist approach that the U.S. followed from 1992 onward -- and especially after 2001 -- was a blunder even when our economy was healthy and the budget was in surplus, because it embroiled us in costly conflicts that were very hard to win and did not advance core U.S. interests anyway. Had we followed more realistic prescriptions after 1992 -- limiting or forgoing NATO expansion, rejecting "dual containment" and "regional transformation" in the Middle East, playing "hard to get" a bit more with key allies, and acting as an evenhanded mediator in the Oslo Process, etc. -- the United States might not have been attacked on 9/11 and would certainly have avoided the costly quagmires in Iraq and Afghanistan. We might even have achieved the ever-elusive two-state solution in the Middle East, though it is impossible to say that for certain.
The key point is that offshore balancing is the right strategy even when our coffers are full, provided that no peer competitors are threatening to dominate key strategic regions. Even during good times, it makes no sense to take on unnecessary burdens or to allow allies to free-ride on Uncle Sam's hubristic desire to be the "indispensable nation" in almost every corner of the world. In other words, offshore balancing isn't just a strategy for hard times; it is also the best available strategy in a world where the United States is the strongest power, prone to trigger unnecessary antagonism, and vulnerable to being dragged into unnecessary wars.
As I wrote back in 2005 (p. 223):
Offshore balancing is the ideal grand strategy for an era of U.S primacy. It husbands the power on which U.S. primacy depends and minimizes the fear that U.S. power provokes. By setting clear priorities and emphasizing reliance on regional allies, it reduces the danger of being drawn into unnecessary conflicts and encourages other states to do more to help us. Equally important, it takes advantage of America's favorable geopolitical position and exploits the tendency for regional powers to worry more about each other than about the United States. But it is not a passive strategy, and does not preclude using the full range of U.S. power to advance core American interests.
I cannot help but wonder how much better off we would be today had the United States followed this basic blueprint over the past two decades, instead of indulging in a series of misguided interventions around the globe.
Chip Somodevilla/Getty Images
Tuesday, November 29, 2011 - 2:48 PM

I'm pleased (and a mite chagrined) to announce that my article "The End of the American Era" won the readers' poll over at The Browser. My thanks to any of you who went online and voted for it.
Needless to say, winning an online poll like this doesn't tell you much (anything?) about the relative merits of the different nominated articles. For all I know, I was the only person to mention it on a blog, which might well explain the outcome. I've spent some time reading the other articles in the contest and I commend them to you: there are some pretty interesting and wide-ranging pieces in the group.
Again, my thanks to any of you who voted, and I promise I won't let it go to my head. And I'm even more grateful for the responses to my earlier request for help on things to read on the general topic of policy analysis.
Donald Miralle/Getty Images
Monday, November 28, 2011 - 5:34 PM

I've detected a growing tendency to issue obituaries for the "Arab spring." This impulse is understandable given the relentless turmoil in Yemen, the brutal repression that continues in Syria, the simmering tensions in Libya and Bahrain, and the recent resurgence of sometimes violent protest against the military regime in Egypt. Not surprisingly, early hopes that the Arab world was at the dawn of a new era have been dashed-or at least diminished. And that's why pundits like Tom Friedman are now crossing their fingers and hoping for the reincarnation of Nelson Mandela in each of these states.
But if the history of revolutions tells us anything, it is that rebuilding new political orders is a protracted, difficult, and unpredictable process, and having a few Mandelas around is no guarantee of success. Why? Because once the existing political order has collapsed, the stakes for key groups in society rise dramatically. The creation of new institutions -- in effect, the development of new rules for ordering political life -- inevitably creates new winners and losers. And everyone knows this. Not only does this situation encourage more and more groups to join the process of political struggle, but awareness that high stakes are involved also gives them incentives to use more extreme means, including violence.
Under these conditions, it is a pipedream to think that key actors in a complex and troubled society like Egypt or Libya (or in the future, Syria) could quickly agree on new political institutions and infuse them with legitimacy. Even if interim rulers write a quick constitution, hold a referendum, or elect new representatives, those whose interests are undermined by the outcomes are bound to question the new rules and the process and to do what they can to undermine or amend them. What one should expect, therefore, are half-measures, false starts, prolonged uncertainty, and highly contingent events, where seemingly random events (a riot, an accident, an episode of overt foreign interference, an unexpected flurry of violence, etc.) can alter the course of events in far-reaching ways. Tunisia notwithstanding, what you are unlikely to get is a quick and easy consensus on new institutions.
Remember the French Revolution? The storming of the Bastille took place in July 1789, the nobility was abolished by the National Assembly the following year, and Louis XVI tried unsuccessfully to flee in 1791 before being forced to accept a new constitution. Internal turmoil and foreign interference eventually lead to war in 1792, Louis and Marie Antoinette were executed in 1793, and Paris was soon engulfed by the Jacobin terror, which eventually burns itself out. A new constitution is adopted in 1795, establishing a government known as the "Directory," which is eventually overthrown by Napoleon's coup d'etat on 18 Brumaire, 1799. By the time Napoleon seized power, it had been more than ten years since the initial revolutionary upheaval.
To judge by that timetable, the "Arab spring" has a long way to go. And other cases offer a similar lesson. The Russian revolution starts with the fall of the Tsarist regime in March 1917 and the formation of Kerensky's provisional government, which is subsequently overthrown by the Bolshevik coup a few months later. But the Bolsheviks' hold on power isn't fully established until their victory in the Russian Civil War, which isn't fully won until 1923. The Soviet political order endured recurrent power struggles over the next decade, until Joseph Stalin vanquished his various opponents and established a personal dictatorship.
Or take a more recent case, Iran. The revolution begins in 1978, with a steadily escalating series of street demonstrations. The shah flees into exile in January 1979, the Ayatollah Khomeini returns in February and appoints Mehdan Bazegar as Prime Minister of an interim government. A new constitution is drafted by October, but there is a continuing struggle for power between liberal, Islamist, and other groups.
The first president of the new "Islamic Republic," Abdolhassan Bani-Sadr, is impeached in 1981, and the outbreak of the Iran-Iraq war strengthens hardliners and provides an opportunity for a crackdown against some prominent members of the original revolutionary movement. The Islamic republic remains a work-in-progress to this day, with the role of the "Supreme Jurisprudent," the Revolutionary Guards, the clergy, the presidency, and the Majlis remaining in flux.
Even the comparatively benign American Revolution was hardly a done-deal when the peace treaty with England was signed in 1783. Independence from England had required the colonists to fight a lengthy war of independence, and the fledgling republic then faced several armed rebellions, most notably Shays' Rebellion in 1786. These challenges revealed the inadequacies of the original Articles of Confederation (1777-1786) leading to the drafting and adoption of what is now the U.S. Constitution.
In short, anybody who thought that the events that swept through the Arab world in 2011 were going to produce stable and orderly outcomes quickly was living in a dream world. To say this is not to oppose what has happened, or to believe that the old orders could or should have continued. Rather, it is to recognize that radical reform -- even revolution -- is a long, difficult, and uncertain process, and that the ride is likely to be a bumpy one for years to come.
History also warns that outside powers have at best limited influence over the outcomes of a genuine revolutionary process. Even well-intentioned efforts to aid progressive forces can backfire, as can overt efforts to thwart them. Overall, a policy of "benevolent neglect" may be the more prudent course, making it clear that outsiders are prepared to let each country's citizens choose their own order, provided that important foreign policy redlines are not crossed. But for a country like the United States, which still sees itself as a model for others and tends to think that it has the right and the wisdom to tell them what to do, patience and restraint can be hard to sustain. And patience is what is needed most these days.
ODD ANDERSEN/AFP/Getty Images
Tuesday, November 22, 2011 - 12:22 PM
Today, I'd like to try a bit of crowd-sourcing. Specifically, I'd like to ask readers of this blog for some help with one of my courses. The course is a graduate-level survey of international and global affairs, designed for public policy students concentrating in that area. One of the components I'm adding this year is a session explicitly focused on the topic of "policy analysis in international and global affairs." By "policy analysis," I mean the method (or for some, the art) of analyzing concrete policy problems and deciding which policy options will best achieve some intended goal.
Here's the problem. There is an extensive literature on policy analysis, including well-known works by Eugene Bardach, Michael Munger, John Kingdon, Edith Stokey and Richard Zeckhauser, Deborah Stone, and many others. Yet the bulk of these works focus on domestic policy analysis (i.e., on the analysis of problems that policy analysts face in purely domestic contexts). So far, I have yet to discover any serious work explaining how to do policy analysis in the realm of foreign policy or international and global affairs.
There is a large literature on the analysis of military budgets and defense management--dating back to the heyday of "systems analysis" in the Pentagon-but this literature views these problems as essentially a domestic issue (e.g., the choices decision-makers make between guns vs. butter, or between Weapon System #1 vs. Weapon System #2, etc.). There are also works like Wolfgang Reinecke's Global Public Policy, but this book is an extended argument for why we need to situate policymaking at the global rather than national level. It is not a primer explaining how one actually performs the analysis of a concrete global policy issue.
I'm not saying that such works do not exist; I just haven't been able to find them. And assuming that there aren't any/many, it's interesting to speculate on why that is the case. I think it is partly because scholars in international relations have tended to focus on grand theory (realism, liberalism, constructivism, etc.), or on trying to identify recurring laws or tendencies between states or other groups. In short, they are mostly engaged in a positivist search for regularities, and trying to devise theories that explain them). In other words, most scholars stand apart from the policy process and treat international affairs as something to be studied from a safe distance, much as a biologist might study animals in the wild. There's just not that much interest in the academy in giving students practical advice on how to solve problems, and it's not clear that most academics would have much to contribute even if they were interested. With the exception of some important work on environmental issues (which tend to be global in scope), that task has been mostly addressed by scholars of public management or public administration, not IR.
Similarly, the field of "foreign policy analysis" tends to focus on explaining why governments make the foreign policy decisions that they do, and not on developing methods or techniques for analyzing different foreign policy options. So this literature investigates how regime type, bureaucratic politics, interest groups, social and individual psychology and any number of other "independent variables" influence government decisions. In other words, the subfield of "foreign policy analysis" does not tell you how to analyze a concrete policy problem or compare the merits of alternative policy choices.
For whatever reason, scholars working in the broad area of international and global affairs have not devoted much attention to helping would-be policy analysts learn how to do the jobs that most of them will eventually occupy. Instead, I suspect graduates of leading public policy schools end up learning this on-the-job.
One might ask: why can't we just take the existing literature on "policy analysis" and apply it to foreign policy? I think students can get some useful insights from that literature, and that some of the specific analytic techniques developed there (such as cost-benefit analysis) are clearly germane and valuable. But there are some key differences between the situation facing a domestic policy analyst and someone addressing an international or global problem. In general, policy analysts working on domestic issues are dealing with situations where there is clear legal authority and where politics, though never absent, is less salient. If your job is figuring out how to cut costs for an urban bus system, decide how to accommodate increased enrollment in a local public school, or come up with proposal to improving health care improve, etc., the main task is to identify the goals, figure out the alternatives, identify the likely results of different choices, and eventually decide which alternative will best accomplish the intended goal. Once the decision is reached, legitimate authority to implement it presumably exists (although one may also have to develop a strategy for building sufficient political support).
In global affairs, by contrast, the rule of law is far weaker and there are often competing power centers with very different interests. Strategic interactions loom much larger, and the success of a given policy choice often depends not just on the intrinsic merits of the specific initiative but on how other key actors will respond to it. (Among other things, this is why simple game theoretic models are often useful for analyzing certain international policy problems). To the extent that the issues are truly global, the correct policy choice depends far more on bargaining, persuasion, in some cases coercion, and on developing solutions that either elicit others' voluntary compliance or achieve the objective in the face of opposition. Such features are not entirely absent in domestic policy discussions, but they play a larger role in interactions between states, corporations, and non-state actors operating in the anarchic world of international politics.
Whatever the reason, there seems to be a large and regrettable gap in the existing literature. Note to potential authors: we need a good book or article that gives students a useful guide to performing policy analysis in international and global affairs.
Unless, of course, such a work already exists. So here's your chance to shape what my students read next term: is there anything good to read about global policy analysis? Anybody got any good suggestions?
Friday, October 28, 2011 - 1:53 PM

I like robust debate as much as the next person, but I'm leery of the tendency for bloggers to get into extended back-and-forths with our fellow commentators. All too often, this can rapidly degenerate into a lot of self-referential posturing and leave readers wondering why the debaters don't get a life. So I'm a bit reluctant to respond to Dan Drezner's reaction to my comment on his upbeat appraisal of Obama's foreign policy. If we're not careful, this response will provoke another rebuttal, leading to a follow-up rejoinder, then to a vigorous reply, followed by a stinging rebuke ... and before long you will all be asleep.
That said, Dan raises a good point at the end of his post, asking about the relationship between my comments about Obama's foreign policy and my recent article in The National Interest. His basic point is that I blamed Obama for his lack of success in my FP piece, whereas in the TNI article I attribute this to deeper structural forces.
I don't think there's much of a contradiction here at all. One can fail (or, more charitably, not achieve success), in at least one of two ways. One source of failure is making bad policy choices; a second source is simply that the task was just too hard given the specific circumstances at hand. (Contrary to what Americans often think, not every problem has an easy solution).
In this case, lack of success is attributable to both problems, depending to a large degree on which issues you're considering. I've argued repeatedly since 2009 that Obama faced enormous constraints in several areas -- consistent with my TNI piece -- and that his foreign policy "to do" list contained an array of hard problems that were likely to defy easy solution. Accordingly, I've argued that he had to be careful not to get overcommitted or distracted by peripheral problems. His lack of success on climate change, global trade, North Korea, or Iraq falls into this category: there just wasn't a magic bullet to aim at those targets. By contrast, his failures on Israel-Palestine or AfPak, and the broad deterioration of the U.S. image in the Arab/Islamic world, are due more to specific choices he made (greatly exacerbated by domestic political constraints both here in the United States and in the relevant foreign countries). And then there are cases like Libya where it's just too soon to tell.
In short, I think Obama was dealt a horrible hand to play, and at a time when broad forces were making it much harder for the United States to wield reliable influence on an array of tough problems. I think he's played some of his cards well (e.g., in East Asia), but he's also misplayed a few rather badly. And the result, as I said in my original piece, is a foreign policy record that doesn't have a lot of meaningful successes so far. It could have been worse, of course (see under: George W. Bush), but it could have been better too.
Win McNamee/Getty Images
Wednesday, October 26, 2011 - 4:08 PM
Today I'd like to bring to your attention two recent
articles on America's role in the world. Although written from somewhat
different perspectives, they reach similar conclusions. This isn't surprising,
as both authors write from an essentially realist perspective.
The first article, entitled "The
End of the American Era," is by yours truly, and you can find it in
the latest issue of The National Interest. My core argument is that the
era when the United States could manage political, economic, and security
orders in almost every part of the world simultaneously is a thing of the past,
due primarily to the rise of new power centers and several serious
self-inflicted wounds. Although the United States will remain the most powerful
state in the world for many years, these developments require a different
approach to grand strategy. Here's a taste:
Above all, Washington needs to set clear priorities and to adopt a hardheaded and unsentimental approach to preserving our most important interests. When U.S. primacy was at its peak, American leaders could indulge altruistic whims. They didn't have to think clearly about strategy because there was an enormous margin for error; things were likely to work out even if Washington made lots of mistakes. But when budgets are tight, problems have multiplied and other powers are less deferential, it's important to invest U.S. power wisely. As former secretary of defense Robert Gates put it: "We need to be honest with the president, with the Congress, with the American people . . . a smaller military, no matter how superb, will be able to go fewer places and be able to do fewer things." The chief lesson, he emphasized, was the need for "conscious choices" about our missions and means. Instead of trying to be the "indispensable nation" nearly everywhere, the United States will need to figure out how to be the decisive power in the places that matter.
The second article, "The
Incapacitation of U.S. Statecraft and Diplomacy," is by Amb. Chas
Freeman, and is published in the Hague Journal of Diplomacy. Freeman is
one of the country's most incisive and wide-ranging strategic thinkers, and the
piece is a tour de force of clear-eyed analysis and sharp writing. Here's how
he begins:
The United States has long been the wealthiest and among the most assertive of the world's great powers.1 Over the century since the First World War, the United States' wealth - combined with the global appeal of its constitutional democracy and its unparalleled capacity to project military power to the most distant corners of the world - made it the central actor in defining a succession of ‘world orders'. The challenge to play this role is once again before the United States.
After the Second World War, the United States famously exemplified enlightened
internationalism. In consultation with Europeans, Americans led the way in the creation of successful new institutions, programmes and rules of international behaviour. The result was an ‘American half century' - Pax Americana in the space beyond the Soviet orbit. But the United States' diplomatic response to the challenge to lead global change has often fallen short.2 The current situation is a case in point, involving multiple failures of global governance amid rapid shifts in economic and political power.
In the post-Cold War era, the United States has yet to outline any principles, articulate any vision, or formulate any strategy for the reform of international institutions and practices, fiscal and monetary adjustments, or military retrenchment. So far, the United States has cast itself as the military defender of vested interests in a crumbling status quo rather than as the crafter of a new strategic order or a more effective international system. Why is this so? What might stimulate US strategic repositioning and leadership of the global response to change? What would it take to restore such leadership?
I believe the recommendations in these two articles point the way forward, and
the United States is bound to move in this direction eventually. The question
is not whether we will move to a smarter and more selective grand strategy; the
only interesting question is how soon.
Monday, October 24, 2011 - 11:15 AM

Here's a question for you: does it make sense for the United States to open its best universities to students from China (or any other potential long-term rival) and to help them to acquire advanced scientific and technical knowledge?
On the plus side, you could argue that all universities ought to admit the best and brightest applicants no matter where they come from, because that will help these universities do better work. Having smart students is a powerful spur to continued progress, no matter where they come from. Moreover, this practice might help the United States cream off some of the best foreign talent by convincing them to remain here after they graduate, where they will be of great benefit to the U.S. economy. And even if some of the best foreign students get trained here and then go back home, they can help their own societies develop, generate economic growth, and create bigger markets for everyone, so that the whole global economy grows and we all benefit.
But the downside is obvious too: if more and more of these well-trained people head back home, then U.S. universities will be transferring knowledge that might reduce America's comparative advantage. Even worse, we might be making it easier for other states to catch up or eventually surpass us in areas of advanced technology that have military implications (including cyber-security). So maybe we ought to be limiting foreign access to U.S. higher education, in order to preserve our own advantages for as long as we can.
There, in a nutshell, is a key difference between realists and liberals. Although the latter concede that there is a competitive element to world politics, they tend to downplay it and to focus primarily on the gains to be had from mutual cooperation. This tendency is evident in the emphasis placed on "engaging" China, which has been a hallmark of U.S. policy since the Clinton administration. This view stresses the need for cooperation and the benefits that the United States (and others) will gain as China becomes wealthier, and one dimension of that would be opening up U.S. institutions of higher education and collaborating with Chinese universities.
By contrast, realists tend to worry more about long-term shifts in the relative balance of power between the two sides, and warned that enabling Chinese growth could eventually place the United States in a position where its own influence is reduced. If you believe that Sino-American rivalry will be hard to avoid and potentially costly, then you'd want to start think hard about ways to slow China's rise. But nothing is cost-free: taking steps like that could reinforce Chinese suspicions-- duh! -- and at a minimum means consigning millions of Chinese citizens to lower standards of living. And guess what? It would probably also reduce U.S. standards of living too, although perhaps not by as much.
Here's one way to think about these starkly contrasting worldviews. For liberals, world politics is like playing music, and states are just like members of a band or orchestra. Making good music requires teamwork and cooperation, and the quality of the music generally improves the more highly skilled the musicians are. Among other things, this means that helping your fellow players improve is good for the group as a whole; if your bass player or drummer gets better, then the overall group sound gets better too. So members of a band or an orchestra should help each other out, and not worry about whether one player is improving faster than the others are. And while there can be elements of rivalry or jealousy within a band (or between different groups), it's usually not a zero-sum activity. If La Scala improves and makes opera more popular, that's good for the Met; just as the Beatles and other English groups kicked the door open for lots of other bands too. Similarly, if Wynton Marsalis becomes famous and reignites interest in jazz, then other jazz musicians benefit too.
Musicians obviously have to agree on what piece of music to play, and it helps to have rules to guide them, whether it's fully orchestrated score, a lead sheet, or even just a loose arrangement with a list of solos. Even more abstract forms of improvised jazz depend on hours of training and a shared understanding of musical language. Such norms or rules or tacit understandings facilitate cooperation, and make it possible for lots of individuals to play together without a lot of prior rehearsal.
Thus, music is a pretty good metaphor for the liberal view of world politics, which is why liberals emphasize the importance of international law, institutions, and hegemonic leadership. And that's why most American liberals like to talk about the indispensability of the United States: in their view, the world orchestra needs a conductor, and who is better positioned to play that role than Washington DC? But the underlying image is still one where all will be better off if they work together; and where everyone has a common interest in helping others improve. No wonder E.H. Carr famously characterized idealist (i.e., liberal) approaches as emphasizing the "harmony of interests."
By contrast, realists see international politics as less like music and more like sports. We're not talking about exquisite harmonies and seamless group dynamics; we're talking NFL football or World Cup Rugby. There are clear winners and losers, the competitors sometimes cheat, and athletes are fools if they spend any time helping rivals improve. Players have an interest in helping teammates get better, but you wouldn't expect Albert Pujols of the St. Louis Cardinals to be giving hitting tips to a member of the Texas Rangers right now, and you wouldn't expect Roger Federer to call up Andy Murray and offer him some advice on how to improve his serve.
Unlike music, the essence of sports is inherently competitive, and the winners normally get a lot more benefits than the also-rans do. Rules exist to define the nature of the competition, but everyone understands that some people might cheat. By comparison, it's not even clear what it would mean to "cheat" when you're trying to play music, or how "cheating" would be of any benefit.
So which view provides a better metaphor for world politics? Although both metaphors can offer some revealing insights, it won't surprise you to learn that I think foreign policy is a lot more like sports than it is like music-making. Even if states can gain from collaboration, the benefits of collaboration are not evenly distributed and relative power still matters. More importantly, the occasional periods of close cooperation are occasionally disrupted by all-out struggles that redistribute power and leave the winners better off and the losers licking their wounds. When that occurs, of course, the rules tend to fall by the wayside. Imagine an NFL game played for high stakes, and with no referees on the field.
And because states now that such struggles can occur at any time, the possibility casts a grim shadow over much of their behavior.
Finally, let's not forget that relative power matters in the supposedly collaborative world of music. Conductors and bandleaders (and sometimes financial backers) get to decide what pieces to feature, and minor players just play what they are told. It was Duke Ellington's orchestra, not Johnny Hodges', and there's a reason why most of the songs on the Beatles' albums are by Lennon or McCartney and not George Harrison or Ringo. Over time, changes in the distribution of power world-wide will determine who gets to call the tune, and we might want to think about that before the set list changes in ways we might not like.
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EXPLORE:ACADEMIA, THUMBS, CHINA, CULTURE, DIPLOMACY, GLOBALIZATION, INTERNATIONAL RELATIONS, SPORTS, WINNERS & LOSERS
Wednesday, October 19, 2011 - 12:09 PM
For those of you who are curious about the relationship between scholarship and the real world, with particular reference to the social sciences, I recommend FT columnist John Kay's recent essay "The Map is Not the Territory: An Essay on the State of Economics." Kay is an experienced professional economist himself, and the essay is a penetrating critique of the kind of divorced-from-reality thinking that has dominated a lot of macroeconomic research over the past few decades. As you'll see if you read the piece, he's especially irritated by the unwillingness of some prominent macroeconomists (including Nobel Prize winners like the University of Chicago's Robert Lucas) to acknowledge that the failure to anticipate the financial meltdown of 2007-2008 casts some well-founded doubt on the direction that economic thinking has taken in recent decades.
Kay's essay also contains some valuable lessons for political science and other academic disciplines. My favorite passage:
For many people, deductive reasoning is the mark of science, while induction - in which the argument is derived from the subject matter - is the characteristic method of history or literary criticism. But this is an artificial, exaggerated distinction. ‘The first siren of beauty', says [macroeconomist John] Cochrane, ‘is logical consistency'. It seems impossible that anyone acquainted with great human achievements - whether in the arts, the humanities or the sciences - could really believe that the first siren of beauty is consistency. This is not how Shakespeare, Mozart or Picasso - or Newton or Darwin - approached their task.
The issue is therefore not mathematics versus poetry. Deductive reasoning of any kind necessarily draws on mathematics and formal logic; inductive reasoning is based on experience and above all on careful observation and may, or may not, make use of statistics and mathematics. Much scientific progress has been inductive: empirical regularities are observed in advance of any clear understanding of the mechanisms that give rise to them. This is true even of hard sciences such as physics, and more true of applied disciplines such as medicine or engineering. Economists who assert that the only valid prescriptions in economic policy are logical deductions from complete axiomatic systems take prescriptions from doctors who often know little more about these medicines than that they appear to treat the disease. Such physicians are unashamedly ad hoc; perhaps pragmatic is a better word.
Needless to say, I like this argument because I believe it is important for the social sciences to be a diverse intellectual ecosystem instead of a monoculture where one approach or method reigns supreme. Even if one approach or theoretical model were demonstrably superior -- and that is rarely, if ever, the case -- there would still be considerable value in having lots of other scholars working in different ways. Sometimes we learn by exploring deductions in a formal model (though we often just restate the obvious when we do); at other times we learn by "soaking and poking" among policymakers, by constructing a data set and exploring patterns within it, or by immersing ourselves in the details of historical cases or by exploring the categories of thought and discourse that surround a given policy domain. Given that all these approaches yield useful knowledge, why would any serious department want to privilege one approach over all others?
But because academic disciplines are largely self-defining and self-policing (i.e., we determine the "criteria of merit" and success depends almost entirely on one's reputation among fellow academics), there is the ever-present danger that academic disciplines spin off into solipsistic and self-regarding theorizing that is divorced from the real world (and therefore unlikely to be refuted by events) and of little value to our students, to policymakers, or even interested citizens. This tendency occurs primarily because proponents of one approach naturally tend to think that their way of doing business is superior, and some of them work overtime to promote people who look like them and to exclude people whose work is different. Anybody who has spent a few years in a contemporary political science department cannot fail to have observed this phenomenon at work; there just aren't very many people who are genuinely catholic in their tastes and willing to embrace work that isn't pretty much like their own.
This situation creates a real dilemma: if you believe in academic freedom (and I do), then you don't want outside authorities interfering in the production of knowledge, telling academics how to do their work, or setting stupid criteria for evaluating scholarly contributions. But without some pressure to be at least potentially relevant, the social sciences are prone to drift off into what Hans Morgenthau once decried as "the trivial, the formal, the methodological, the purely theoretical, the remotely historical -- in short, the politically irrelevant." I've already touted my own prescriptions for this problem here, but I don't have enormous confidence that any of them will be heeded. But at the risk of seeming to tout my own employer (and similar programs elsewhere), that's why I increasingly expect the most interesting and relevant work to emerg from schools of public policy, and not from the increasingly arcane worlds of traditional disciplinary departments.
Sunday, October 16, 2011 - 11:04 AM
Explanatory Note: A few weeks ago, I offered some comments on John Ikenberry's new book Liberal Leviathan, based on a panel discussion from the September 2011 annual meeting of the American Political Science Association. John asked if he could offer a response, and I readily agreed. Here is his reply.
John Ikenberry writes:
I thank Steve for allowing me to share some ideas from my new book, Liberal Leviathan. In an earlier post, Steve offered some thoughtful comments on the book, focusing on my "grand narrative" of America's impact on world politics. I clearly have a more positive view of America's "liberal accomplishment" over the last hundred years than Steve. Steve sees my portrait of the America-led liberal order as normative; it is more ideal than real. Where I see America generating public goods and pushing and pulling states in the direction of an open, rule-based order, Steve sees a profoundly unruly America that has inflicted violence and disorder on the global system. It is not that the United States is unusually malevolent as a great power on the global stage, Steve argues. Indeed that is Steve's point -- the U.S. is just not "exceptional." I have several responses to Steve, but my bottom line is: the U.S. may not be "exceptional," but in world historical terms it is pretty unusual - unusual in finding itself with repeated opportunities to shape world politics (1919, 1945, 1991, and again today), and unusual in the ideas, interests, and strategies that it has brought to these ordering moments. A distinctive sort of global order took shape in the shadow of American postwar power, and -- on balance -- this has been a good thing for the world, at least when compared to past (Soviet, Nazi Germany, Imperial Japan) and imagined (China) alternatives.
First, let me say something about the book's argument. At one level, the book is a scholarly work on the theory of international order -- the rise and fall of international orders, the various ways that states have built international order, and the particular character and logic of liberal international order. Liberal international order is order that is open and at least loosely rules-based. The book offers a theoretical account of why powerful states might want to build order with liberal characteristics and I explore the various "versions" of liberal international order that were pursed at historical junctions during the great 200 year arc of the "liberal ascendency." I argue that the United States did build a post-WWII order that might be described as a "liberal hegemonic order." It was a hierarchical order in which the US organized relations around multilateral institutions, open trade, alliances, client states, and so forth. In some parts of the postwar system, the United States pursued crudely imperial or ruthlessly power-political agendas, but in other realms -- and in the core of the overall order - relationships exhibited liberal characteristics (multilateral rules, diffuse reciprocity, open trade, democratic solidarity, etc.). America built a global hierarchy. Some of it was "hierarchy with imperial characteristics" and some of it was "hierarchy with liberal characteristics." The book has a theory to explain why it is one way or the other in various places and times.
I go on to argue that this hegemonic order is in crisis. Importantly, it is not liberal internationalism -- as a logic of order -- that is in crisis. It is America's hegemonic role that is in trouble. There is a global struggle underway over the distribution of rights, privileges, authority, etc. I argue that this is a "crisis of success" in that it is the rise of non-Western developing states and the ongoing intensification of economic and security interdependence that have triggered the crisis and overrun the governance institutions of the old order. This is a bit like Samuel Huntington's famous "development gap" -- a situation in which rapidly mobilizing and expanding social forces and economic transformation, facilitated by the old political institutions, have outpaced and overrun those institutions. That is what has happened to American hegemony. The book ends by asking: what comes next? And I argue that the constituencies for open, rules-based order are expanding, not contracting. The world system may become "less American," but it will not become "less liberal." So that is my argument.
Second, to come back to Steve, I do think that the United States has spearheaded a "liberal accomplishment." Within the parameters of the postwar American-led system "progressive upgrades" in world politics occurred. The world economy was opened up and the "golden era" of trade and growth followed. Germany and Japan were integrated into a collaborative world order. France and Germany found a way to live together. A whole range of developing states -- in East Asia, Eastern and Southern Europe, and Latin America grew, developed, and made democratic transitions. These accomplishments flow from the character of the order. It is an order where the "spoils of modernity" have been widely shared. It is an order where authority and leadership has not been imperial in form but shared in a variety of formal and informal governance institutions. It is an order that is "easy to join and hard to overturn."
As I said, my book seeks to identify and compare the various ways in which great powers have built order. It is, of course, dangerous to try to go beyond this and compare the "performance" of the international orders that have appeared over the ages. But I go ahead and do it. I argue that this postwar order did do a lot of macro-political things rather well - particularly if we use metrics such as wealth creation, provision of physical safety, ideals to guide the struggle for social justice, and so forth. These accomplishments were not all "made in Washington." The U.S. sometimes stood on the wrong side of these accomplishments, supporting -- as it did during the Cold War and in some cases even today -- despots and dictators, defending the rich and ignoring the poor. The global system itself underwent modernization and expansion, and societies - to the extent they could - often made their own way upward.
The United States is a paradox: it has been the country that over the course of the twentieth century made the most sustained efforts to build agreed upon global rules and institutions - but it has also been deeply ambivalent about deferring to the authority of those rules and institutions. The United States has styled itself as the guardian of peace and the status quo, but it has also projected military force, intervened abroad, and manipulated other societies. In this sense, Steve is right - the United States is a normal, not exceptional, great power. But my point is not that the United States is exceptional in the sense that it is more moral or enlightened. My point is that, despite all this, the United States has used its unusual power position to shape, push, and pull the international system in a liberal direction. To be sure, it has done this to advance its own long-term interests. It has tied its power to the creation of a particular type of international order - but it has been motivated by advancing its interests, legitimating its power, protecting its equities. A careful reading of my book will show that the "sources" for America's liberal leadership are not its liberal "values" or "ideational traditions" as such, but its strategic interests.
So, in our debate over America's grand narrative, we are really grappling with the question of whether liberal democracies and the wider world can in fact build sustainable global institutions that bias the flow of world history in a progressive direction. I think that when we look back at the last century we find glimmers of hope. There have been real accomplishments. States have found strategies and practices that facilitate restraint, accommodation, and collective action. This conviction is what makes me a liberal. The era that the world is now entering will surely put my arguments to the test!
amazon.com
Wednesday, October 5, 2011 - 5:57 PM

I've just arrived in Seoul, after a long but uneventful flight from New York. Korean Airlines did a nice job getting me here, but why do all airlines (not just KA) feel compelled to feed you a meal right after takeoff? In this case, we took off from JFK at 1:15 AM, and were immediately served a nice but wholly superfluous dinner. Even if you skip the dinner they don't dim the cabin lights for an hour or so, when you'd really rather be sleeping.
But I digress....
As I mentioned last time, I'm here for a conference on Asian security issues. I'll be talking a bit about issues on the Korean peninsula, and the fine line that South Korea has been walking in recent years as its economic ties with China have grown. But my main contribution -- such as it is -- will be talk a bit about the balance-of-power dynamics that I anticipate in East Asia in the years ahead. Here's an edited version of the key portion of my paper (disclaimer: the following reflects just my views, and not those of the conference sponsors or any of the other participants).
In general, states seek allies to balance against external threats. The level of threat, in turn, is a function of the power of potential rivals, their geographic proximity, their specific offensive capabilities, and their perceived intentions. As states grow stronger and amass greater power projection capabilities, nearby countries worry about how these capabilities will be used and to look for external support.
Ideally, states facing a rising threat would like to "pass the buck" to some other country, so that they don't have to bear the burdens of balancing against the threat. If "buck-passing" is not feasible -- usually because there is no other country to pass the buck to -- then states have little choice but to increase their own defense capabilities and form external alliances in order to preserve their autonomy and security.
In rare cases, weak or isolated states may be forced to "bandwagon" with a powerful state. Weak states can do little to affect the outcome of a great power contest and may suffer grievously in the process, so they must choose the side they believe is most likely to win. They may be willing to stand up to a stronger power if they are assured of ample allied support, but a weak state left to its own devices may have little choice but to kowtow to a larger and stronger neighbor. That is how "spheres of influence" are born.
What does this logic tell us about alliance patterns in East Asia? On the one hand, prospects for balancing ought to be fairly good. Although China has the greatest power potential in Asia, several of its neighbors are hardly "weak states." Japan has the world's third largest economy (despite a lengthy period of stagnation), a latent nuclear capability, and significant military power of its own. Despite a rapidly aging population, it would be hard to intimidate unless it were completely isolated. Vietnam has never been a pushover, India has a billion people, a rapidly growing economy, and is nuclear-capable, and states like Indonesia and Singapore possess valuable strategic real estate and (in Singapore's case) military strength disproportionate to their size. Last but not least, the Republic of Korea is now an impressive industrial power with advanced military capabilities and a number of strong alliance partners.
Furthermore, even a far more powerful China would have some difficulty projecting power against its various neighbors, because it would have to do so via naval, air, and amphibious capabilities and not via land power alone. And given the U.S. interest in preventing China from exercising regional hegemony, the potential targets of a Chinese drive for regional dominance would have a great power ally ready to back them up.
It should not surprise us, therefore, to observe that China's rise is already encouraging balancing behavior by many Asian countries. Japan, India, Indonesia, Vietnam, and South Korea have all begun significant defense modernization programs, and each of these states has taken steps to strengthen its ties with the United States. These responses, it is worth noting, are both a response to China's growing power and a reaction to its increasingly assertive regional behavior. Their desire to improve ties with the United States has found a welcome audience in Washington, which is also concerned about China's rising power and regional ambitions.
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EXPLORE:ACADEMIA, AREA STUDIES, EAST ASIA, PACIFIC, DIPLOMACY, INTERNATIONAL RELATIONS, MILITARY, NORTH KOREA
Monday, October 3, 2011 - 3:43 PM

Apart from a few brief sojourns at various think tanks, I've spent most of
my professional life in the academic world. Seven of these years were spent
helping run various programs, first as deputy dean of social sciences at the
University of Chicago and later as academic dean here at the Kennedy School. I
have one child in college and another heading there in two years. You can
therefore assume I have a certain professional and personal interest in the
whole business of higher education.
Which is why I find discussions
of how technology might transform this whole enterprise quite fascinating. It's
hard not to read such articles and wonder how my own job might change in the
years ahead, and to reflect on how I think it ought to change. I have
not studied this issue in detail, so what follows are some purely
impressionistic observations, based mostly on my own experience.
1. I think there's no doubt that the traditional model of the academic lecture
is headed the way of the dodo. I say that with a certain wistful regret,
because I enjoy lecturing and like to think I'm fairly good at it. But it's
hardly an efficient mode of information-transmission, and there are plenty of
studies suggesting that students don't learn particularly well in this sort of
passive "I-speak-while-you-listen-and- take-notes" experience. Lecturing
of the old-fashioned sort can be entertaining and inspirational, but real
learning requires students to engage and wrestle with the material instead of
just hearing some older person declaim about it.
2. Given that top-flight faculty are among any college or university's scarcest
resources, having them stand in front of a handful of students and talk is
especially inefficient, and all the more so in basic introductory courses. In other
words, you probably don't want Nobel Prize winners teaching basic statistics,
Economics 101, or even Intro to Biology -- especially when there may be lots of
less renowned people who are actually better at doing that. But you do want
students to have the opportunity to interact with the most brilliant minds, to
argue with them, to see how they do their work, and to be inspired by their
example. And that means creating different sorts of educational experiences
(seminars, workshops, mini-courses, etc.) rather than just one.
3. Information technology is making it possible to transmit educational content
at almost no cost; you can put course materials on the web and stream lectures
to anyone with an internet hookup. This is what MIT is doing now, and it
doesn't seem to be discouraging people from wanting to attend full-time and pay
full-freight. There are also online teaching programs that might do a better
job of teaching basic materials (such as introduction to microeconomics,
statistics, calculus, etc.) than that old model of the single lecturer with a
chalkboard and a pile of notes. This suggests that we ought to be thinking of
ways to use faculty rather differently -- in more interactive and personal
modes--where hands-on attention, genuine inspiration, and pedagogical ability
can produce big payoffs, while using online tools to deliver basic factual or
technical content.
4. I suspect that in the near future we are going to see a lot of
experimentation with new forms of higher education, reflecting the fact that
these institutions in fact serve many purposes other than merely transmitting
knowledge/skills to students. One reason MIT can make its content available for
free is that students understand there is a difference between watching lectures
online and actually being in the class, being on the campus, and being immersed
in the broader in-person environment. In the United States, at least,
universities and colleges also provide a relatively safe space for making the
transition from adolescence to adulthood. They are environments where young
people can meet future spouses of similar class or social backgrounds, have
lots of arguments with peers and with their professors, and get a lot of
preconceived notions challenged. For many young people (though not all),
college is about a lot more than just what they learn in class, which is one
reason parents are willing to pay through the nose to make that whole
experience possible.
What I'm describing here, of course, is the traditional model of a liberal arts
education, and it's hardly the only model out there. Other institutions (e.g.,
commuter colleges, junior colleges, vocational institutes) serve somewhat
different educational functions and are already organized differently. My
guess, therefore, is that changes in information technology and the overall
globalization of information and education is going to produce an explosion of
innovation over the next few years. The traditional four-year
university/college won't disappear, but it will be coexisting and competing
with a lot of other models.
Lastly, this is going to be a painful process. Universities are filled with
brilliant and innovative people -- as individuals -- but they are also
incredibly conservative institutions (not politically, but in the sense of
being wary of change). As a former Harvard president reportedly said,
"trying to change the curriculum is like moving a graveyard." Faculties
don't like having to retool and alumni and other stakeholders often have
powerful emotional attachments to traditional ways of doing business. And the
older and more successful a university is, the more impervious to change it is
likely to be.
Plus, coming up with new educational models is hard to do if you're already
working pretty hard teaching the existing program. But there's no stopping this
sort of Schumpeterian "creative destruction," and I'd hate to be
working for the educational equivalent of Polaroid -- a brilliant and
innovative company that proved unable to adapt to a rapidly changing
technological frontier.
Now if we can just get universities out of the business of running semi-professional athletic teams...
Darren McCollester/Getty Images
Thursday, September 29, 2011 - 1:03 PM
There's a terrific article by Jack Snyder and Erica Borghard in the latest issue of the American Political Science Review, entitled "The Costs of Empty Threats: A Penny, not a Pound." Apart from its substantive contributions, it's also a nice illustration of how social science knowledge accumulates and progresses. Indeed, the article is also an excellent reminder of why we need a diverse array of scholars in our business, employing a variety of methods and theoretical perspectives.
In this piece, Snyder and Borghard challenge a well-known argument in the field of IR and foreign policy: namely, the idea that "domestic audience costs" give democratic states certain bargaining advantages in international disputes. The idea originated in a brief comment in one of Thomas Schelling's books, but the seminal treatment is a widely cited 1994 article by Jim Fearon (then at Chicago, now at Stanford). Fearon argued that democratic leaders who issued threats toward an adversary and then backed down risked paying "audience costs" (i.e., their publics would punish them for making the threat and then retreating). By contrast, authoritarian leaders did not face similar audience costs (because they were not accountable to public opinion), so they could retreat without fear of domestic electoral punishment. Paradoxically, this situation could give democratic leaders a bargaining advantage in crises: Because democratic leaders would worry in advance about the dangers of bluffing and then being forced to retreat, they would only issue public threats if they were serious and not going to back down.
Fearon's argument had considerable prima facie plausibility, and the basic idea has been used to explain a variety of international phenomena, including the so-called democratic peace. But Fearon did not provide systematic evidence to support his argument, and subsequent attempts to conduct empirical tests of the idea have yielded mixed results.
The Snyder/Borghard piece is the most serious attempt to test this conjecture to date. They conducted detailed historical investigations of a series of post-1945 international crises, and in their words, they find "hardly any evidence" that audience costs operate in the manner depicted. Instead:
Audience cost mechanisms are rare because (1) leaders see unambiguously committing threats as imprudent, (2) domestic audiences care more about policy substance than about consistency between the leader's words and deeds, (3) domestic audiences care about their country's reputation for resolve and national honor independent of whether the leader has issued an explicit threat, and (4) authoritarian targets of democratic threats do not perceive audience costs dynamics in the same way that audience costs theorists do.
And for your would-be policymakers out there, their bottom line is well worth emphasizing:
Future leaders of democracies should not come away from their political science classes having gained the impression that democracies can safely get their way in a crisis by publically committing themselves to fight for otherwise unpersuasive objectives.
There's also a broader lesson for the social sciences too. Like all fields of study, social science advances through a process of conjecture, debate, argument, and refinement. Fearon's original article was an important contribution that stimulated lots of creative thinking, and the fact that it may not stand up to careful empirical scrutiny is nothing to regret. We would not know what we now think we know had he not written the original piece (assuming, of course, that Snyder and Borghard's critique stands up to subsequent scrutiny too).
Note further that there was a genuine division of labor involved here, operating over more than a decade. Fearon's original piece was in the rational choice tradition, based on a formal mathematical model and buttressed by some suggestive supporting anecdotes. Snyder and Borghard's article, by contrast, is mostly a careful and sophisticated empirical test using qualitative, "process-tracing" methods, designed to tease out whether "audience costs" played a significant role in key decisions or not. But Snyder and Borghard also identify possible flaws in the original causal logic and identify alternative causal paths to account for the observed results. Thus, neither type of work is either purely "theoretical" or purely "empirical."
For the academy, the moral of this story is that study of international relations would be greatly impoverished if one approach, method, or theoretical perspective came to dominate the field. This would produce an intellectual monoculture where scholars with different strengths were less likely to engage in a productive if competitive interchange, and one where research agendas were set largely by what questions could be studied by the reigning method du jour. In addition to real-world relevance, academic departments ought to prize intellectual, theoretical, and methodological diversity, both because they will be better able to deal with new topics and because different approaches have different strengths and limitations. This is not an argument for an "anything goes" approach to methods; rather, it is an argument against the repeated efforts to impose a single template for what is "good scholarship" on the field.
Tuesday, September 27, 2011 - 1:54 PM

Everyone I read seems to agree that a big part of the solution to the Euro crisis would be the creation of more robust and well-funded European financial institutions. One of the barriers to moving ahead, however, is Germany's reluctance to bail out so-called profligate countries like Greece. Even though a Eurozone collapse would do great harm to Germany itself, a sense of moral outrage among ordinary Germans ("why should I have to pay for somebody else's irresponsible behavior?") is a potent political obstacle that German leaders will have to overcome if this is going to work out well.
I got a small but revealing personal glimpse into this issue today, when the reimbursement form for my recent trip to Berlin arrived by email. The conference I attended was partly supported by Germany's Nationale Akademie der Wissenschaften (National Academy of Sciences), which means that travel expenses must conform to the Bundesreisekostengesetz ("German Federal Travel Expenses Act"). The best part of the reimbursement process is the special form for taxi fare, which states ""Costs for taxi rides are only reimbursable under exceptional circumstances such as urgent official activities or compelling private reasons." Specifically, travelers will be reimbursed for taxi fare only if: 1) "necessary official and personal baggage weighs more than 25 kg"; 2) there is no public means of transport and the destination is beyond walking distance (defined as 2 kilometers); 3) the wait time for public transport exceeds one hour; 4) health reasons; or 5) they are traveling between 11 PM and 6 AM. Note: the form also reminds you that "bad weather" or "lack of knowledge of a place" are not considered "exceptional circumstances."
I don't find this scrupulousness objectionable -- heck, forcing healthy people to walk a couple of kilometers might even be good for them, although making them do it in the rain or snow seems a bit heartless. But if this is how sensitive Germans are about taxi fare, you can see why they might be reluctant to bail out the billions of dollars of extra salaries and other indulgences that some of their Eurozone partners rang up over the past decade or more.
As it happens, I took only one taxi ride on my trip (from Logan Airport to my house), and I'm not going to ask for the money back. Call it my contribution to helping Europe get back on its feet. Not quite the Marshall Plan, perhaps, but one does what one can.
ODD ANDERSEN/AFP/Getty Images
Monday, September 26, 2011 - 10:54 AM
Ever since John Mearsheimer and I began writing about the Israel lobby, some of our critics have leveled various personal charges against us. These attacks rarely addressed the substance of what we wrote -- a tacit concession that both facts and logic were on our side -- but instead accused us of being anti-Semites and conspiracy theorists. They used these false charges to try to discredit and/or marginalize us, and to distract people from the important issues of U.S. Middle East policy that we had raised.
The latest example of this tactic is a recent blog post from Jeffrey Goldberg, where he accused my co-author of endorsing a book by an alleged Holocaust denier and Nazi sympathizer. Goldberg has well-established record of making things up about us, and this latest episode is consistent with his usual approach. I asked Professor Mearsheimer if he wanted to respond to Goldberg's sally, and he sent the following reply.
John Mearsheimer writes:
In a certain sense, it is hard not to be impressed by the energy and imagination that Jeffrey Goldberg devotes to smearing Steve Walt and me. Although he clearly disagrees with our views about U.S.-Israel relations and the role of the Israel lobby, he does not bother to engage what we actually wrote in any meaningful way. Indeed, given what he writes about us, I am not even sure he has read our book or related articles. Instead of challenging the arguments and evidence that we presented, his modus operandi is to misrepresent and distort our views, in a transparent attempt to portray us as rabid anti-Semites.
His latest effort along these lines comes in a recent blog post, where he seizes on a dust jacket blurb I wrote for a new book by Gilad Atzmon titled The Wandering Who? A Study of Jewish Identity Politics. Here is what I said in my blurb:
Gilad Atzmon has written a fascinating and provocative book on Jewish identity in the modern world. He shows how assimilation and liberalism are making it increasingly difficult for Jews in the Diaspora to maintain a powerful sense of their 'Jewishness.' Panicked Jewish leaders, he argues, have turned to Zionism (blind loyalty to Israel) and scaremongering (the threat of another Holocaust) to keep the tribe united and distinct from the surrounding goyim. As Atzmon's own case demonstrates, this strategy is not working and is causing many Jews great anguish. The Wandering Who? should be widely read by Jews and non-Jews alike.
The book, as my blurb makes clear, is an extended meditation on Jewish identity in the Diaspora and how it relates to the Holocaust, Israel, and Zionism. There is no question that the book is provocative, both in terms of its central argument and the overly hot language that Atzmon sometimes uses. But it is also filled with interesting insights that make the reader think long and hard about an important subject. Of course, I do not agree with everything that he says in the book -- what blurber does? -- but I found it thought provoking and likely to be of considerable interest to Jews and non-Jews, which is what I said in my brief comment.
Goldberg maintains that Atzmon is a categorically reprehensible person, and accuses him of being a Holocaust denier and an apologist for Hitler. These are two of the most devastating charges that can be leveled against anyone. According to Goldberg, the mere fact that I blurbed Atzmon's book is decisive evidence that I share Atzmon's supposedly odious views. This indictment of me is captured in the title of Goldberg's piece: "John Mearsheimer Endorses a Hitler Apologist and Holocaust Revisionist."
This charge is so ludicrous that it is hard to know where to start my response. But let me begin by noting that I have taught countless University of Chicago students over the years about the Holocaust and about Hitler's role in it. Nobody who has been in my classes would ever accuse me of being sympathetic to Holocaust deniers or making excuses for what Hitler did to European Jews. Not surprisingly, those loathsome charges have never been leveled against me until Goldberg did so last week.
Equally important, Gilad Atzmon is neither a Holocaust denier nor an apologist for Hitler. Consider the following excerpt from The Wandering Who?
Tuesday, September 6, 2011 - 12:23 PM

Back in 2009, right after Barack Obama took office, I published the following prediction in the Australian journal American Age:
To be blunt, anyone who expects Obama to produce a dramatic transformation in America's global position is going to be disappointed. There are three reasons why major foreign policy achievements are unlikely. First, the big issue is still the economy, and Obama is going to focus most of his time and political capital there. Success in this area is critical to the rest of his agenda and to his prospects for re-election in 2012. Second, Obama is a pragmatic centrist and his foreign policy team is made up of mainstream liberal internationalists who believe active US leadership is essential to solving most international problems. Although they will undoubtedly try to reverse the excesses of the Bush administration, this group is unlikely to undertake a fundamental rethinking of the US's global role. Third, and most important, there are no easy problems on Obama's foreign policy "to-do" list. Even if he was able to devote his full attention to these issues, it would be difficult to resolve any of them quickly.
I thought of that article and those predictions after two conversations with friends who are both experts in American politics. One is a political scientist and entrepreneur who leans toward the GOP these days, and the other is a political scientist with considerable experience in the Democratic Party establishment. My businessman friend told me bluntly: "Obama is toast. The Republicans could run a scarecrow against him and win." Interestingly, my Democratic party friend was even more outspoken in condemning the president and his advisors, and bluntly called them "a disaster." (As for my own forecasts, I think I was basically right, although Obama did not focus as much on economic matters as I expected and put too much time and capital into the health-care fight. And that is why he's in big trouble now.)
It's still early in the election season, of course, and the GOP field looks none too strong. But there's a lot of solid political science research showing that incumbent presidents have a very tough time when the economy is in the doldrums, and it's hard for me to see how Obama can get things moving again, especially when the GOP leadership has every incentive to thwart his efforts, even if it means keeping Americans out of work for another year or so.
The prospect of a one-term Obama presidency is bound to have important effects on foreign policy too. I'll bet other countries are already starting to think about the possibility, and starting to factor that into their calculations. The obvious implication is that any governments who have serious differences with the Obama administration are going to dig in their heels even more and hope for better after 2012. It's possible that some governments who fear a more hard-line U.S. response under the GOP might be tempted to cut deals while they can, but I don't think that's very likely because they would also have to wonder if a lame-duck administration could deliver on any deal it made. The absurd length of the U.S. presidential campaign season will compound all these problems, by burning up even more of the president's time and attention over the next year or so.
This is obviously speculative and should not be overstated. But now, as in 1992, "It's the economy, stupid." And the bottom line: Expect even less from U.S. foreign policy in the year ahead. Like I said back in 2009: If you thought this administration would produce a major change in our overall global position, get used to disappointment.
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EXPLORE:ACADEMIA, FLASH POINTS, NORTH AMERICA, DEMOCRACY, DIPLOMACY, ECONOMICS, OBAMA ADMINISTRATION, POLITICS
Saturday, September 3, 2011 - 12:15 AM
I'm in Seattle at the annual meeting of the American Political Science Association, which is why I haven't been blogging. The roundtable on John Ikenberry's book Liberal Leviathan went well, I thought, and John was a good sport for allowing four critics (William Wohlforth, David Lake, Charles Kupchan, and myself) to direct a lot of good-natured critical fire at him.
I won't try to summarize the discussion (in which many good points were made), but I will say that the back and forth helped crystallize some of my own impressions of the book and its relationship to IR theory. Here I'll just make two quick points.
First, like most liberal IR theorists, John makes much of the fact that the American-led order is "rule-based." Indeed, that is how he characterizes the entire post World War II liberal order: it was a "rule-based" system that worked because the leading power (the United States) agreed to bind itself within a framework of rules and institutions. (Never mind that we mostly made up the rules, and chucked them or ignored them when they got in our way). Thus, for John the current world order is defined by its "rule-based" character; those binding norms and institutions are a central constitutive feature of the current system.
Realists acknowledge that there are rules, but we don't define the system in this way. For starters, defining the system as "rule-based" doesn't make much sense if the leading state(s) can ignore the rules whenever they want to. Instead, realists would say the system is defined by power and by interests, with the latter heavily shaped though not absolutely determined by the former. Powerful states use rules to pursue their interests (a point that Ikenberry concedes), but the critical difference is that powerful states also ignore the rules when they get in the way, and especially in security affairs. For realists, however, it is a mistake to conceive of the entire international system as "rule-based" because any rules that states do create have little binding character and are just instrumental tools that they use mostly to overcome various coordination and credibility issues.
Second, it became clear to me in preparing my own comments that the theory advanced in Liberal Leviathan is not what social scientists would call a "positive" or "explanatory" theory. It does not in fact explain how states behave, because there are just too many ways that behavior of major powers (especially the United States) depart from the book's core arguments. Instead, Liberal Leviathan is a normative or "prescriptive" theory: it prescribes how states should behave if they want to reap the various benefits that John believes can be achieved by maintaining and following a rule-based liberal order. There's nothing wrong with that type of argument, by the way; lots of good political science is essentially normative in character.
Ironically, I agree with a lot of the book's specific prescriptions (though I think he's too optimistic about some of them), and I think the world would be nicer if states acted in the ways he recommends. The problem, as I said on the panel, is that the people in charge of U.S. foreign policy (both Democrats and Republicans) don't seem to agree with him. They devote a lot of lip-service to law and norms and rules and multilateralism, but when push comes to shove (which happens surprisingly often), they go their own way.
And as a last point: Despite my disagreements with Ikenberry's arguments, it is an ambitious and thoughtful book and he deserves abundant credit for putting the argument out there and letting us come after him.
Tuesday, August 30, 2011 - 7:42 PM
I will be flying to Seattle tomorrow to attend the annual meeting of the American Political Science Association, so blogging for the rest of the week will be light. I'm on a roundtable discussion of John Ikenberry's new book Liberal Leviathan, and plan to offer some friendly but provocative points about the book. I'm also running for the APSA Council, as part of a broad effort to democratize its governance structures, encourage more open elections, and support efforts to make academic political science more attentive to real-world policy issues.
But the really important shift this week is a structural change in my home life. As of tomorrow, I move from the multi-polar system in which I've lived for the past sixteen years to a tri-polar world. Translation: my wife and I are taking my eldest son off to college, with pride and high hopes and every nickel we can scrape together. I just hope that the gloom-and-doom accounts of U.S. higher education that I've been reading lately are overly pessimistic.
Monday, August 29, 2011 - 3:38 PM

The rebel victory in Libya is likely to gladden the hearts of liberal interventionists, who will see the NATO-aided triumph as vindicating the idea that great powers have the right and the responsibility to come to the aid of victims of tyrannical oppression. Add to that the general enthusiasm-which I share-for the broad effort to create more open and democratic orders in the Middle East, and it seems likely that the Wilsonian project that the U.S. foreign policy establishment has long embraced will get a shot in the arm. The debacles in Iraq and Afghanistan will be discounted, and the "Libyan model" (whatever that is) will become the latest strategic fad du jour.
If you'd like to read a good corrective to this sort of cheer-leading, I recommend Robert Kaplan's oped this morning's Financial Times, entitled ""Libya, Obama, and the Triumph of Realism." Kaplan is a self-acknowledged realist, and he offers a good defense of broadly realist approach to the tumultuous events in the Arab world and Asia. He reminds us that a realist strategy in these regions paid major dividends for many years, and argues that a balanced, prudent, and cautious policy is more likely to preserve key interests than the idealistic crusades favored by neoconservatives and Wilsonian liberals alike.
As you might expect, I think Kaplan is basically right. As I've noted before, we still don't know how the "Libyan revolution" is going to turn out. Even if Qaddafi set a very low standard for effective or just governance, the end-result of his ouster may not be as gratifying as we hope. More importantly, we also ought to guard against the common tendency to draw big policy conclusions from a single case, especially when we don't have good theories to help us understand the differences between different outcomes.
Looking forward, the policy-relevant question is whether it is a good idea for powerful outside powers to use military force to cause regime change in weak states whose leaders are misbehaving in some way. This phenomenon has become known as "foreign-imposed regime change" (FIRC). To answer that question, the first thing one ought to ask is what the general baseline patterns are: how often do FIRCs succeed, based on various measures of success? If Libya turns out well but the vast majority of FIRCs were failures, for example, then a prudent policymaker would be wary of trying to repeat the Libyan operation elsewhere. (The logic is the same in reverse, of course, our failures in Iraq do not mean that all preventive wars are wrong, even if that one obviously was).
The second step would be to identify the conditions associated with success or failure, and the causal mechanisms leading to one outcome or another. (Thus, far, the academic literatures suggests that FIRCs are more likely to fail when there are deep ethnic or religious cleavages in the target society, and when it is relatively poor). Even if FIRCs usually failed, for example, there might be certain circumstances when success was much more likely and where attempting regime change would therefore be more attractive. Because this is social science and not deterministic, knowing that conditions are favorable is no guarantee of success. But surely a smart policymaker would want to know both the general tendency and whether the case at hand might be an outlier.
The third step-which should be informed by the first two-would be to ask if there were specific policy steps that could be taken to increase the probability of success. And the smart follow-up question is to ask whether one's opponents have readily available strategies that they could employ to thwart our efforts). Even if FIRCs often fail, perhaps clever strategies and "policy learning" could improve the success rate over time, especially if leaders picked their spots carefully and if the other side had a limited repertoire of responses.
But notice one danger here: even when circumstances aren't propitious, advocates of intervention can fall prey to wishful thinking and convince themselves that they have figured out how to do these things properly, thereby avoiding the disasters that have befallen others. Right now, some people are undoubtedly thinking that the right combination of special forces, drones, local allies, and multilateral support are the magic formula for success. They may be right but I wouldn't assume it blindly and I wouldn't ignore the possibility that others will start thinking about ways to make sure the U.S. and its allies can't repeat this sort of thing elsewhere. Donald Rumsfeld was pretty sure he knew how the United States could avoid costly quagmires-go in light and get out early-the only problem was that getting in turned out to be the easy part. And don't be surprised if a few countries conclude that the real lesson of the Libyan intervention was that Muammar al-Qaddafi blundered when he agreed to end his WMD programs and open up to the outside world. I'm glad he did, but I suspect that leaders in Iran and North Korea will draw their own conclusions.
CARL DE SOUZA/AFP/Getty Images
EXPLORE:ACADEMIA, FLASH POINTS, ARAB WORLD, NORTH AFRICA, HISTORY, INTERNATIONAL RELATIONS, LIBYA, MILITARY
Friday, August 26, 2011 - 11:40 AM

One of the distinctive features of American democracy is the permeability of our political institutions. It's an incredibly wide-open system, given First Amendment freedoms, the flood of money that corrupts the electoral process, and a wide array of media organizations and political journals that can be used to disseminate and amplify various views, even when they have no basis in fact.
This situation allows small groups of people to have a profound impact on public attitudes and policy discourse, provided that they are well-organized, well-funded, and stay on message. And if you don't believe me, then take a look at the Center for American Progress's new report Fear, Inc.: The Roots of the Islamophobia Network in America. It's a remarkable piece of investigative work, showing how small set of right-wing foundations and individuals have bankrolled the most vocal Islamophobes in contemporary U.S. politics, such as Frank Gaffney, Daniel Pipes, Daniel Horowitz, and Robert Spencer.
Here's an excerpt from the press release:
Following a six-month long investigative research project, the Center for American Progress released a 130-page report today which reveals that more than $42 million from seven foundations over the past decade have helped fan the flames of anti-Muslim hate in America…
Over the past few years, the Islamophobia network (the funders, scholars, grassroots activists, media amplifiers, and political validators) have worked hard to push narratives that Obama might be a Muslim, that mosques are incubators of radicalization, and that "radical Islam" has infiltrated all aspects of American society -- including the conservative movement.
The irony in all this that the extremists examined in this report have gone to great lengths to convince Americans that there is a vast Islamic conspiracy to subvert American democracy, impose sharia law, and destroy the American way of life. Instead, what we are really facing is a well-funded right-wing collaboration to scare the American people with a bogeyman of their own creation, largely to justify more ill-advised policies in the Middle East.
Mario Tama/Getty Images
Thursday, August 25, 2011 - 12:42 PM
Over at the Belfer Center's "Power and Policy" blog (a relatively new website which is well worth perusing), my colleague Dick Rosecrance has taken issue with my earlier post on Europe, the European Union, and transatlantic relations. Dick is a friend, a highly accomplished scholar, and a great asset to the Kennedy School. His challenge to my analysis is therefore welcome, though I didn't find it convincing.
For starters, Dick begins his sally by misrepresenting my position. Contrary to what he writes, I did not "consign the European Union to the trashheap of history." Indeed, I made it clear that I expected the European Union to remain intact for some time to come. My point was simply that the high points of European influence, EU unity, and transatlantic security cooperation were now behind us, and that U.S. policymakers ought to take these developments into account. I might add that I think U.S.-European relations will be more harmonious if both sides of the Atlantic have more realistic expectations about each other, instead of acting as if we are still in the heyday of the Cold War. And no, I don't think recent events in Libya are going to alter this trajectory.
Dick makes three main assertions in the rest of his response. First, he reminds us that Europe is the largest economic unit on earth, with a combined GDP that is larger than the United States. Its power would be even more impressive, he suggests, if it imitated the early American republic and became politically united. This is undeniably true in theory, just as I would be Wimbledon champ if I could play tennis better than Nadal, Federer, or Djokovic. The problem is that Europe isn't like the early American republic, and a true "United States of Europe" is not going to happen in our lifetimes.
Second, he says that "in today's world, economics largely determines politics." Dick is hardly the only person who believes this, but has he noticed all the ways that politics -- pure and simple -- keeps intruding into economic affairs? Were it not for politics, managing Europe's debt crisis would be relatively simple. Absent politics, we would have had better financial regulation here in the United States and we wouldn't have had that 11th hour melodrama over raising the U.S. debt ceiling. If politics were as irrelevant as he suggests, it wouldn't have been seventeen years since the last successful multilateral trade agreement and the Doha Round would not have been a bust. If the desire for economic efficiency and wealth consistently trumped politics, most of the conflicts that still trouble us would have been resolved long ago.
Third, Dick argues that the United States is going to need Europe to counterbalance a rising China. Note the contradiction here: after telling us that economics dominates politics, he proceeds to justify a grand strategic partnership on pure balance-of-power considerations. If economics were all that mattered, we could just spend our time worrying about global trade and investment and there'd be no need to think about China's relative power at all.
Equally important, there is no reason to think that Europe is going to get into the business of balancing China in a serious way. The separate European nations have few strategic interests in Asia and hardly any capacity to project power there. They are far more likely to see China as a market. If the United States were to go to its NATO allies in 2020 and ask for help preserving maritime access in the South China Sea, it would probably get Gallic shrugs of indifference, pious statements of German pacifism, and elegant expressions of English equivocation, and then the diplomats and trade reps would hop the next flight to Beijing. What the United States won't get is any serious help from Europe.
States balance against threats, and one key component of threat is geographic proximity. If the United States decides to balance China--based on the long-range desire to remain the world's only regional hegemon -- and if it needs allies to help it accomplish that task, the place to find them is Asia, not Europe.
Thursday, August 18, 2011 - 11:19 AM

I gave a talk in Washington the other day about the future of the EU and transatlantic relations more generally, and I thought FP readers might be interested in what I had to say. Here's a short summary of what I said.
I began with the rather obvious point that the highwater mark of Europe's global influence was past, and argued that it would be of declining strategic importance in the future. The logic is simple: After dominating global politics from roughly 1500 to 1900, Europe's relative weight in world affairs has declined sharply ever since. Europe's population is shrinking and aging, and its share of the world economy is shrinking too. For example, in 1900, Europe plus America produced over 50 percent of the world economy and Asia produced less than 20 percent. Today, however, the ten largest economies in Asia have a combined GDP greater than Europe or the United States, and the Asian G10 will have about 50 percent of gross world product by 2050.
Europe's current fiscal woes are adding to this problem, and forcing European governments to reduce their already modest military capabilities even more. This isn't necessarily a big problem for Europeans, however, because they don't face any significant conventional military threats. But it does mean that Europe's ability to shape events in other parts of the world will continue to decline.
Please note: I am not saying the Europe is becoming completely irrelevant, only that its strategic importance has declined significantly and that this trend will continue.
Second, I also argued that the highwater mark of European unity is also behind us. This is a more controversial claim, and it's entirely possible that I'll be proven wrong here. Nonetheless, there are several obvious reasons why the EU is going to have real trouble going forward.
The EU emerged in the aftermath of World War II. It was partly intended as a mechanism to bind European states together and prevent another European war, but it was also part of a broader Western European effort to create enough economic capacity to balance the Soviet Union. Europeans were not confident that the United States would remain engaged and committed to their defense (and there were good reasons for these doubts), and they understood that economic integration would be necessary to create an adequate counterweight to Soviet power.
As it turned out, the United States did remain committed to Europe, which is why the Europeans never got serious about creating an integrated military capacity. They were willing to give up some sovereignty to Brussels, but not that much. European elites got more ambitious in the 1980s and 1990s, and sought to enhance Europe's role by expanding the size of the EU and by making various institutional reforms, embodied in the Maastricht and Lisbon treaties. This broad effort had some positive results -- in particular, the desire for EU membership encouraged East European candidates to adopt democractic reforms and guarantees for minority rights -- but the effort did not lead to a significant deepening in political integration and is now in serious trouble.
Among other things, the Lisbon Treaty sought to give the positions of council president and High Representative for Foreign Affairs greater stature, so that Europe could finally speak with "one voice." Thus far, that effort has been something of a bust. The current incumbents -- Herman von Rompuy of Belgium and Catherine Ashton of Britain -- are not exactly politicians of great prominence or clout, and it is hardly surprising that it is national leaders like Nicolas Sarkozy of France and Angela Merkel of Germany that have played the leading roles in dealing with Europe's current troubles. As has long been the case, national governments remain where the action is.
Today, European integration is threatened by 1) the lack of an external enemy, which removes a major incentive for deep cooperation, 2) the unwieldy nature of EU decision-making, where 27 countries of very different sizes and wealth have to try to reach agreement by consensus, 3) the misguided decision to create a common currency, but without creating the political and economic institutions needed to support it, and 4) nationalism, which remains a powerful force throughout Europe and has been gathering steam in recent years.
It is possible that these challenges will force the EU member-states to eventually adopt even deeper forms of political integration, as some experts have already advised. One could view the recent Franco-German agreement on coordinating economic policy in this light, except that the steps proposed by Merkel and Sarkozy were extremely modest. I don't think the EU is going to fall apart, but prolonged stagnation and gradual erosion seems likely. Hence my belief that the heyday of European political integration is behind us.
Third, I argued that the glory days of transatlantic security cooperation also lie in the past, and we will see less cooperative and intimate security partnership between Europe and America in the future. Why do I think so?
One obvious reason is the lack of common external enemy. Historically, that is the only reason why the United States was willing to commit troops to Europe, and it is therefore no surprise that America's military presence in Europe has declined steadily ever since the Soviet Union broke up. Simply put: there is no threat to Europe that the Europeans cannot cope with on their own, and thus little role for Americans to play.
In addition, the various imperial adventures that NATO has engaged in since 1992 haven't worked out that well. It was said in the 1990s that NATO had to "go out of area or out of business," which is one reason it started planning for these operations, but most of the missions NATO has taken on since then have been something of a bust. Intervention in the Balkans eventually ended the fighting there, but it took longer and cost more than anyone expected and it's not even clear that it really worked (i.e., if NATO peacekeepers withdrew from Kosovo tomorrow, fighting might start up again quite soon). NATO was divided over the war in Iraq, and ISAF's disjointed effort in Afghanistan just reminds us why Napoleon always said he liked to fight against coalitions. The war in Libya could produce another disappointing result, depending on how it plays out. Transatlantic security cooperation might have received a new lease on life if all these adventures had gone swimmingly; unfortunately, that did not prove to be the case. But this raises the obvious question: If the United States isn't needed to protect Europe and there's little positive that the alliance can accomplish anywhere else, then what's it for?
Lastly, transatlantic security cooperation will decline because the United States will be shifting its strategic focus to Asia. The central goal of US grand strategy is to maintain hegemony in the Western hemisphere and to prevent other great powers from achieving hegemony in their regions. For the foreseeable future, the only potential regional hegemon is China. There will probably be an intense security competition there, and the United States will therefore be deepening its security ties with a variety of Asian partners. Europe has little role to play in this competition, however, and little or no incentive to get involved. Over time, Asia will get more and more attention from the U.S. foreign policy establishment, and Europe will get less.
This trend will be reinforced by demographic and generational changes on both sides of the Atlantic, as the percentage of Americans with strong ancestral connections to Europe declines and as the generation that waged the Cold War leaves the stage. So in addition to shifting strategic interests, some of the social glue that held Europe and America together is likely to weaken as well.
It is important not to overstate this trend -- Europe and America won't become enemies, and I don't think intense security competition is going to break out within Europe anytime soon. Europe and the United States will continue to trade and invest with each other, and we will continue to collaborate on a number of security issues (counter-terrorism, intelligence sharing, counter-proliferation, etc.). But Europe won't be America's "go-to" partner in the decades ahead, at least not the way it once was.
This will be a rather different world than the one we've been accustomed to for the past 60 years, but that's not necessarily a bad thing. Moreover, because it reflects powerful structural forces, there's probably little we can do to prevent it. Instead, the smart response -- for both Americans and Europeans -- is to acknowledge these tendencies and adapt to them, instead of engaging in a futile effort to hold back the tides of history.
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EXPLORE:ACADEMIA, THUMBS, EUROPE, NORTH AMERICA, DIPLOMACY, FRANCE, GERMANY, HISTORY, INTERNATIONAL RELATIONS, U.S. FOREIGN POLICY
Monday, August 1, 2011 - 12:05 PM
A graduate student at UC-Berkeley, Allan Dafoe, has asked for my help in a project he's conducting (in collaboration with researchers at Uppsala University) on the impact of perception in international crises. To be more precise, what he really wants is your help. Part of his project involves collecting responses from "foreign policy elites" to a hypothetical crisis scenario, and who better than the enlightened readers of this blog?
Because FP readers are hardly typical -- even among "foreign policy elites" -- there is obviously a potential problem of sampling bias here. But that is for Allan and his collaborators to sort out. If you'd like to become a data point in his project, go to this link and take the survey. It will take you about five minutes, and you'll be helping extend our knowledge of crisis behavior. Then you can go back to sticking pins in your voodoo doll of whichever U.S. politician you think is most responsible for the embarrassing spectacle that has been playing itself out in Washington.
Friday, July 22, 2011 - 10:46 AM

What role should academics play in public discourse about major social issues, including foreign policy? I've taken up this issue in the past, as has FP colleague Dan Drezner. The Social Science Research Council has a continuing project on the topic of "Academia and the Public Sphere," and they asked me to contribute an essay on the topic of "International Affairs and the Public Sphere." It just went up on the SSRC website, and you can find it here.
Briefly, in this paper I argue that academic scholars have a unique role to play in public discourse -- primarily as an independent source of information and critical commentary -- as well as an obligation to use their knowledge for the betterment of society. In particular, university-based scholars should resist the "cult of irrelevance" that leads many to limit their work to a narrow, obscure, and self-referential dialogue among academicians. But I also argue that greater involvement in public life has its own risks, most notably the danger of being co-opted or corrupted by powerful institutions who may be eager to enlist academics to help them justify policies that will benefit those same institutions. "Speaking truth to power" is not simple.
The article also includes six recommendations for improving academic participation in the public sphere. They are:
I lay out the rationale for these suggestions in the paper, and you'll have to read it for yourself to find out what they are. But here's the bottom line:
If scholars working on global affairs are content with having little to say to their fellow citizens and public officials and little to contribute to solving public problems, then we can expect even less attention and fewer resources over time (and to be frank, we won't deserve either). By contrast, if the academic community decides to use its privileged position and professional expertise to address an overcrowded global agenda in a useful way, then it will have taken a large step toward fulfilling its true social purpose. Therein lies the good news: the fate of the social sciences is largely in our own hands.
Discuss.
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Wednesday, July 20, 2011 - 11:43 AM

One of my occasional hobbyhorses on this blog has been the desirability of greater transparency on where research and advocacy organizations (and intellectuals) get their money. It's the old question: cui bono? You can read what I've said in the past here and here. I frankly would welcome a system where think tanks had to publicly disclose all of their sources of support, so that consumers of their work could see exactly who they were beholden to. Lest you think I'm being hypocritical about this, I think university professors ought to do the same with any outside income that they earn.** The reason in both cases is simple: when anyone participates in public discourse on vital issues, outsiders should be aware of potential conflicts of interest and should know exactly who might be paying for it.
Eli Clifton at the Center for American Progress has a revealing post up on the various backers of the neo-conservative Foundation for Defense of Democracies. This organization has been in the vanguard of the campaign for war with Iran, reflexively supportive of the Israeli right, and a fertile source of fear-mongering Islamophobia. It will therefore surprise no one that its primary financial backers are also hard-core Zionists, and that the democracy it seems most committed to defending is located far from Washington D.C.
This situation underscores a point that John Mearsheimer and I emphasized in our book: the Israel lobby is not confined to formal "lobbying" organizations like AIPAC. It also includes well-funded think tanks and advocacy organizations that actively work to shape political debate and public discourse in ways intended to reinforce the U.S.-Israel "special relationship" and to persuade policymakers to support policies that these organizations believe (in my view incorrectly) will be beneficial for Israel and the United States.
It bears repeating that there's nothing illegal, conspiratorial, or unethical about what these donors are doing; individuals and foundations in the United States are entitled to fund whatever advocacy organizations they wish. But Clifton's data helps you understand why discourse inside-the-Beltway is so heavily skewed in one direction.
**Postscript: In my own case, in 2010 I received a consulting fee from the S Rajaratnam School in Singapore and speakers' fees from eight other universities (for public lectures). I also received honoraria for presentations at several events sponsored by the Department of Defense and for participating in a colloquium sponsored by the State Department. I was also paid to speak at an Economist magazine conference in Athens and for doing some research work for the New America Foundation. Foreign Policy pays me a modest amount to write this blog, and Cornell University Press pays me to co-edit a book series. And in case some of you are wondering, I didn't receive any money from any individuals, groups, countries, or corporations connected with Middle East politics.
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Friday, July 15, 2011 - 1:35 PM

What's the most powerful political force in the world? Some of you might say it's the bond market. Others might nominate the resurgence of religion or the advance of democracy or human rights. Or maybe its digital technology, as symbolized by the internet and all that comes with it. Or perhaps you think it's nuclear weapons and the manifold effects they have had on how states think about security and the use of force.
Those are all worthy nominees (no doubt readers here will have their own favorites), but my personal choice for the Strongest Force in the World would be nationalism. The belief that humanity is comprised of many different cultures -- i.e., groups that share a common language, symbols, and a narrative about their past (invariably self-serving and full of myths) -- and that those groups ought to have their own state has been an overwhelming powerful force in the world over the past two centuries.
Read the full article here.
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Friday, July 8, 2011 - 11:40 AM

My vacation is drawing to a close, and as usual, I didn't get as much done as I'd hoped. I did bring my reading list along and I've made some progress on it, but then I got distracted re-reading Bob Woodward's Obama's Wars. It's even more depressing the second time around, insofar as it shows just how difficult it was for Obama and his advisors to get the national security establishment to think "outside the box" on the AfPak problem. And most of the warnings that were issued at the time -- that the "surge" wouldn't work in the absence of effective Afghan partners and genuine help from Pakistan -- seem to have been borne out.
Assuming Woodward's account is accurate, what is most striking is how most of the inside debate is about tactics rather than strategy. There are endless go-rounds about how many troops to send, what mix of counterterrorism vs. counter-insurgency to adopt, what deadlines to impose (or not), and how to try to elicit more cooperation from the Afghan and Pakistani governments. But there's not a lot of discussion of the broader strategic issues: is it a good idea for the United States to be constantly interfering in the lives of some 200 million Muslims in Central Asia? What are the fundamental sources of our terrorism problem, just how serious is it, and is it possible that the problem might diminish if we weren't meddling there (and elsewhere) and if we passed the buck to others and let them bear burdens in non-essential areas? These are strategic issues, and you don't get the sense from Woodward that these got much of an airing.
If you're intrigued by these larger questions, you should definitely read Paul MacDonald and Joseph Parent's "Graceful Decline: The Surprising Success of Great Power Retrenchment," from the Spring 2011 issue of International Security. Based on a comprehensive survey of 18 cases of great power decline (defined as situations where a great power's ordinal ranking of share of economic power changes for the worse), MacDonald and Parent show that declining powers are usually able to adjust their strategic commitments without significant harmful consequences. Money quotation:
Faced with diminishing resources, great powers moderate their foreign policy ambitions and offer concessions in areas of lesser strategic value. Contrary to the pessimistic conclusions of critics, retrenchment neither requires aggression nor invites predation. Great powers are able to rebalance their commitments through compromise, rather than conflict. In these ways, states respond to penury the same way they do to plenty: they seek to adopt policies that maximize security given available means. Far from being a hazardous policy, retrenchment can be successful. States that retrench often regain their position in the hierarchy of great powers. Of the fifteen great powers that adopted retrenchment in response to acute relative decline, 40 percent managed to recover their ordinal rank. In contrast, none of the declining powers that failed to retrench recovered their relative position.
If McDonald and Parent are right, it suggests that Obama & Co. erred when they decided to double down in Central Asia. After the debacle in Iraq and the 2007 financial crisis, the United States needed to take bold action to bring its global commitments in line with its resources. Obama wisely kept us on course out of Iraq (though not that quickly), but an ambitious new team of foreign policy wonks wanted their turn at running the world and did relatively little to put U.S. grand strategy on a more sustainable footing. Woodward's account of the debate on Afghanistan suggests that Obama and a few of his advisors understood the need to retrench in a general way (and Obama has repeatedly talked about the greater importance of "nation-building" at home) but they were unable or unwilling to make the hard choices necessary to pull of this adjustment or to impose that consensus on the entire national security establishment.
Retrenchment is going to happen eventually, I'm sure, just not nearly as fast as it should have.
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Tuesday, June 28, 2011 - 2:19 PM

I'm off on my summer vacation tomorrow, and I'm hoping to spend most of my time away from blogging. Not that I don't find this enjoyable and even a bit addictive, but pounding out prose on a daily basis is also draining and it's time to recharge my batteries and replenish the intellectual larder. I'm going to be working on an essay for the Social Science Research Council on "international relations and the public sphere" while I'm at the beach, but mostly I'm hoping to do a lot of reading and kayaking and resting. I will be taking my laptop and MyFI connection along, but mostly I intend to stay off the grid.
While I'm gone (or at least less active), here are a few questions I'll be pondering. Feel free to debate them among yourselves.
1. What's the endgame in Libya? I think Qaddafi's removal is inevitable, but I haven't heard much about what comes after. Given that our stated motivation was humanitarian, doesn't NATO have a responsibility to ensure a benevolent aftermath? And how much will that cost?
2. What does the rest of the world think of Michele Bachmann? When someone with her manifold deficiencies gets taken seriously as a presidential possibility, what message does it send to the rest of the world about the pathologies of the American political system?
3. Why is the United States working so hard to stymie the latest effort to send a symbolic relief flotilla to Gaza? (Of course, you know the real answer). Put differently, why is it in the U.S. national interest to keep Gazans under a punishing blockade? Or to be even more precise: How does it make Americans safer or more prosperous or more influential around the world to be colluding in the collective punishment of the Gazan population? Letting the flotilla sail would be a smarter move for the United States and Israel alike, as Bradley Burston of Haaretz explains here.
4. It looks like another deal may let Greece escape default, but for how much longer? And what then? All this makes me wish I knew a lot more about international banking and finance, except for the fact that the people who DO know about this area have been wrong a lot of the time too.
5. What new inconvenience will airlines and homeland security paranoids come up with to make international travel even less pleasant? I paid almost 3 euros for a single cup of coffee on one flight (and it wasn't a "budget" airline), stood in the usual mind-numbing security lines, and got full-body scanned at three different airports. And this was a good trip. (On the positive side, flying back home in economy class on British Airways wasn't half-bad, and they deserve full points for making their full entertainment package available for those of us traveling on cheap tickets).
6. If you put Barack Obama on truth serum, what would he say? What would he list as his biggest achievements, his greatest disappointments; and how would this most thoughtful of presidents discuss the policy problems that have dominated his presidency? And I also wonder what would happen if he showed up at a press conference and just blurted out what he really thought about Iran, Israel-Palestine, China, Afghanistan, the EU, the GOP, WikiLeaks, the war on terror, the financial sector, or the overall state of the planet.
OK, so this is not the most provocative or probing set of questions. All the more reason for me to drop off the grid for a week or so and let my brain wander down some unfamiliar byways. I suspect I won't be able to resist the urge to chime in occasionally, but regular blogging will resume around July 10. In the interim, may you live in not-so-interesting times.
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Stephen M. Walt is the Robert and Renée Belfer professor of international relations at Harvard University.
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