Posted By Stephen M. Walt Share

Rounding up my first day at the International Studies Association annual meetings, in beautiful midtown Manhattan:

Began by chairing a panel on the forthcoming book Balance Sheet: The Iraq War and U.S. National Security, edited by John Duffield of Georgia State and Peter Dombrowski of the Naval War College. This collection will be out from Stanford University Press in June, and is an excellent attempt to conduct a scholarly assessment of the war’s impact on U.S. security interests. There are chapters by Steve Simon on the war on terror, Mike O’Hanlon on military readiness, Joe Cirincione on proliferation, Greg Gause on the Middle East region, and Clay Ramsay on public opinion. The editors sum it up in their conclusion and also attempt to wrestle with the obvious counter-factuals: what would have happened if we hadn’t gone in? Or if we had sent more troops from the beginning? Or if Saddam had ‘fessed up, or if the inspectors had continued longer? etc. The basic verdict is that the war has been bad for overall U.S. security interests, but the picture painted is not as consistently grim as some of you might think.

The book is important because Iraq remains a political football, and you can bet that Democrats and Republicans will continue to debate both the original decision and the subsequent conduct of the war, and will do so in an explicitly partisan fashion. The belief that Iraq is a disaster helped propel Obama to the Oval Office, but you can already see the neoconservative architects of the war preparing their own “stab in the back theory.” The core of this version is the argument that “the surge worked, and victory is at hand.” So if anything bad happens subsequently, it is all Obama’s fault (or so the argument will run).

That's why a book this is valuable: academic scholars don’t have pick a side in this fight; their comparative advantage lies in providing as even-handed and fair-minded an assessment as they can. And that’s what this book tries to do. Not the last word on the subject, perhaps, but an important contribution.

Then on to another panel on unipolarity, with several excellent papers. One highlight was University of Chicago Ph.D. student Nuno Monteiro’s paper “Unrest Assured: Why Unipolarity is Not Peaceful.” His basic argument is that the dominant state in a unipolar system (i.e., the unipole) will be tempted to try to maintain or improve its advantage, and especially to prevent weak states from acquiring a nuclear deterrent, which the weak state could use to constrain the unipolar's actions. Accordingly, the logic of unipolarity will tend to provoke conflicts between the unipolar and any lesser powers who refuse to accept its dominance.

It’s a very creative argument, although one can raise at least two questions. First, if Monteiro’s logic is correct, why didn’t the United States do more to stop North Korea, Pakistan, and Iran from getting a nuclear capability? We did fight a war with Iraq to prevent that from happening, but the argument suggests the U.S. should have fought these other states too. Second, if we have been in a unipolar world for the past fifteen years or so, what are the implications of the economic meltdown? Will economic constraints undermine America's dominant position, and drive us back to multipolarity?

A second highlight was Todd Sechsers’s paper “Goliath’s Curse: Asymmetric Power and Effectiveness of Coercive Threats.” Using a simple bargaining model, Sechser (from the University of Virginia) argues that great powers often fail to get their way when they issue coercive threats (which is surprising at first glance), and that this problem may in fact get worse the more powerful they are. The basic logic here concerns reputation: weak states will worry about giving in to a great power’s demands (even when the demands are fairly minor), because they will fear that the great power will just demand more later. So they resist now, to enhance their reputation for being stubborn and to convince the great power to leave them alone in the future. The core of the problem is that a very powerful state can’t make a credible commitment of restraint; it can’t reassure the weak state that it really, truly, wants just a modest concession, one that the weak state might be willing to grant if it were confident that this would be the only demand. And the bigger and stronger the coercing state is, the harder it is for that state to reassure the weak power that its aims are actually limited.

Sechser illustrates his model with a nice case study of Finland’s refusal to bow to Soviet demands in 1940, a refusal that triggered the Russo-Finnish war. But I kept thinking about the United States and Serbia in 1998-99 and the United States and Iran today. In the latter case, we have issued demands that we think are actually quite reasonable, and we’ve also said we will provide some positive benefits if we get a deal. But what if Iran is still worried that we really do have more ambitious goals (such as regime changfe) and that we will take advantage of any concessions they might make and up our demands later? If that is their view, then making relatively modest demands and offering generous incentives may not work. Paradoxically, his paper implies that we might have a better chance of cutting a deal with Iran if our position in the region were somewhat weaker, because Tehran would be less worried about the long-term implications of giving up its nuclear program. It also implies that great powers like the United States have to think about how they can provide credible reassurances to weak states, as a way of making them more willing to cut a deal.

I've oversimplified both these papers considerably; nonetheless, it was reassuring to see several scholarly projects that are directly relevant to current policy issues. If you know the ISA, this is not something one can always count on at these meetings.

Tomorrow’s highlight: a panel offering a posthumous award to Samuel Huntington for his contributions to international studies. It is a shame that Sam won’t be here to receive it himself, though I’m sure he would have been embarrassed by all the fuss.

 
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GRAND SEN-OR

6:45 PM ET

February 17, 2009

The Gordion Knot

Then on to another panel on unipolarity, with several excellent papers. One highlight was University of Chicago Ph.D. student Nuno Monteiro’s paper “Unrest Assured: Why Unipolarity is Not Peaceful.” His basic argument is that the dominant state in a unipolar system (i.e., the unipole) will be tempted to try to maintain or improve its advantage, and especially to prevent weak states from acquiring a nuclear deterrent, which the weak state could use to constrain the unipolar's actions. Accordingly, the logic of unipolarity will tend to provoke conflicts between the unipolar and any lesser powers who refuse to accept its dominance.

All those arguments are based on the given concept of "state". It also obviously assumes that this unipolar institution/political-structure will be a state. therefore, it will behave like a state and dominate other states.

But if you remove the concept "state" then you may release the environment for unipolar political structure above SPEE structures which itself is not an SPEE so she has no interest to dominate. Besides it has no competitor, remember it was unipolar. When I have just written this sentence I have also discovered the paradox of the above argument: It starts with "unipolar" I guess an entity with no competitor, then it picks up, creates competitors to re-porove her unipolarity;-> Mis/guided by S. P. Huntington;->
It sounds like you've grown up too quickly, you don't know what to do with yourself, hormon fed or something;->
Excuse me Professor but this sounds like a joke to me;->

Thank you Professor.

Now I will carry on reading further.

I've read the rest of the message. My above argument applies the rest as well. If I try to express it according to the existing pseudo concept "state": Unipolarity should be considered as an abstraction to the state of States. It shouldn't be used as you use the concept "state". In other words there is no unipolar-state, there is a unipolar political structure born out of States. In fact this unipolarity requires the shift of the concept "state" to SPEE.

It also implies that great powers like the United States have to think about how they can provide credible reassurances to weak states, as a way of making them more willing to cut a deal.

This argument is not compatible with the following axiom of the SATFP, you can't prove this according to the SATFP:

5. States commit morally dubious acts (dubious according to what? The Blog knows) (see axiom 4)(Why this is here? Didn't the Blog declare that SATFP is essencially amoral?)

In other words as long as the US as a "State" she will never be able to provide credible reassurances to any state. This is so according to the axiomas of the SATFP and the concept of "State" which is defined by them implicitly.

Professor! Please while states do not trust their identifiable socio-politico-economic entities how can they provide credible reassurances to other states?
That is the knot - the Gordion Knot Professor!

Again what I am trying to say here is a unipolar political structure has to strip off/break the shell of being a State, she matamorphoses to a new political entity. She is no more a State, therefore she has to return all the power that help her to metamorphose to this new entity (unipolar-political-structure(UPS)) to the real owners. Only then she can talk about "credible reassurances to states" meaningfully and convincingly. In that case the SATFP will become crippled to explain the activities of this new political entity UPS. In parctice UPS will have a constitution which will basically defines an SPEE as a socio-politico-economic entity who has all the rights to make her own laws and implement them to her own members with the restriction that she has no right to impose her laws to other SPEEs. With some other restrictions to help identify SPEEs etc. I won't go into the detail of it at this stage. I introduced it to show that UPS has categorically different a Meta-Constitution from SPEEs' constitutions.

Thank you Professor to keep us updated.

GrandSen~or.

 

FORMER GRAD

9:27 AM ET

February 17, 2009

"I've oversimplified both

"I've oversimplified both these papers considerably; nonetheless, it was reassuring to see several scholarly projects that are directly relevant to current policy issues. If you know the ISA, this is not something one can always count on at these meetings."

Yep. Especially from Europe, it is amazing to see how many irrelevant pieces are produced by constructivists/marxists/english schoolers and so forth.

 

SJC

1:49 PM ET

February 20, 2009

Are you kidding? If I have to

Are you kidding? If I have to go to another panel where the answer is .9 I'm going to hang myself (or at least the quant-fetshing grad student that thinks this is some kind of answer.)

 

TESS

12:14 PM ET

February 17, 2009

The right and left dialogue

The author states: "That's why a book this is valuable: academic scholars don’t have pick a side in this fight; their comparative advantage lies in providing as even-handed and fair-minded an assessment as they can. And that’s what this book tries to do."

I think the situation today very much is within the realms described by Michael Oakeshot and his modes. Some Republicans and moderates will read this book in the light you express. The far right perceives the Universities to be an arm of the liberal left. They do not recognize "scientific" findings which have methods imposed to assure that opinion removed as much as possible from their findings.

Hence, they have their own news systems and are starting their own universities to generate and articulate their own view.

This articles assumes the same underlying assumptions by both Republicans and Democrats. The more I listen to those speaking for the far religious right, the more certain I am that they are not in the "Science" mode and have developed their own, for I cannot see them in a truly "Christian" "Religion" mode either.

 

TOMD

2:59 PM ET

February 17, 2009

what is so creative about Montiero?

I honestly don't get what people think is interesting or creative in Montiero's work. it's just Hegemonic Stability Theory described in terms of polarity.

And yet he got an offer at Yale. Says a lot about the discipline and it's hiring processes.

 

NTERRADAS

10:15 PM ET

February 17, 2009

Thomas Donelly????

Thomas Donelly????

 

NTERRADAS

10:19 PM ET

February 17, 2009

Just don't get it

if Monteiro’s logic is correct, why didn’t the United States do more to stop North Korea, Pakistan, and Iran from getting a nuclear capability?

And what about India??? It's very important, don't you think?

It’s a very creative argument

What's creative about it? Isn't it a simple restatement of Mearsheimer's argument in Tragedy of Great Power Politics???

It seems to me Monteiro is another "Diet Offensive Realist", as Chris Layne would say. His is an argument full of very important mistakes. It's alright to argu that the world is going to return to multipolarity (as J.J. said in Tragedy) but another very different is to say that Unipolarity is war-prone "per se". Polarity means nothing without some actor's input (preferences) into it. A purely structuralist analysis of unipolarity is proven to be very poor indeed. (Wohlforth's and Brooks' new book World Out of Balance is a good critique of this, I believe. And it has a full panel in the ISA Conf. too!!!).

 

KYLE L

1:45 AM ET

February 18, 2009

thoughts on the unipolarity thesis

I'm not yet familiar with Monteiro's work, but I think most of the critiques made here (the comments and the original post) seem off the mark:

1. Prof. Walt's point that the economic crisis might lead back to multipolarity might be true, but it seems to be off point. From your brief summary of Monteiro's argument, the thesis seems to be about a hegemon's behavior in unipolarity, not about its ability to control exogenous shocks in the system that weaken the hegemon and change the system's polarity.

2. The comment that it's just hegemonic stability theory is wrong... as the paper seems to be about unipolarity being more warlike, and with a lot of smaller states discontent and attempting to challenge the hegemon, it sounds like the opposite of HST (or at least not consistent with HST's basic premises).

3. The 'diet offensive realist' comment isn't so much an attack on this unipolarity argument as it is a critique of systemic/structural arguments overall. Actually, it's not even really a critique, but just an assertion that we need to take unit-level factors like preferences into account. This is just a competing worldview or theoretical perspective, not an argument.

4. On the same post (the last one, before mine, I think), I'm not sure that this unipolarity argument is actually at odds with the Wohlforth and Brooks book. As I understand it, the purpose of their book is to show why unipolarity (and specifically American primacy today) is likely to last for a long time into the future despite what a whole host of IR theories tell us. If this is the case, then an argument about a unipole working to prevent others from being able to challenge it would actually complement the B and W argument rather than compete with it.

5. Walt's comment about the US letting others get nukes is the best critique I can see on here thus far, but may be premature and needs to be examined. Iran getting a nuke is not at all guaranteed, and US leaders might also believe that Israel would likely do the dirty work for them on this one. All signs point to the US and China preventing N Korea from getting a reliable nuke that could actually reach US shores. On both Iran and N Korea, I do not think we've yet reached that critical point where US leaders have to decide between 'let them have a nuke' or 'attack them', so the argument's true test may still be to come...
Pakistan, though... I don't know. Maybe we screwed up with India, and then figured the region would actually be safer, and each state weaker, if Pakistan had the bomb too? I don't know. I'd like to see Monteiro's criteria for falsifying the argument.

I DO, however, agree with and echo the sentiments of those who are least initially skeptical about the project's creativity and originality. I think not so much to Mearsheimer (Tragedy), but to power transition-like arguments. Specifically, it sounds like Monteiro could be subsumed by a lot of what Dale Copeland argues in The Origins of Major War-- the current top dog does what it can to stay on top, which includes adopting hard-line policies and eventually often even preventive war against those other powers that are rising relative to it.

But because it's a U of Chicago PhD who has impressed Prof Walt, I'm guessing that there are good responses to some of these critiques, and some nuances to the project that we haven't seen here. Looking forward to reading it!

 

GRAND SEN-OR

11:34 PM ET

February 18, 2009

the thesis seems to be about

the thesis seems to be about a hegemon's behavior in unipolarity,

Let us see if we can relate this to the SATFP using its terms:

Salvare Apparentias Theory of FP (SATFP).
The name of the theory will become : The Salvare Apparentias Theory of the Hegemon State (SATHS).

1. There exist states.

This will become: There exists the State.

2. A State composed of a nation, a national leadership, national interests and power (economic, military, population, land, etc? ..(any others? pls feel free to add, it is the Blog's theory, not mine).

This will become: The State composed of a nation, a national leadership, national interests and power (economic, military, population, land, etc? ..(any others? pls feel free to add, it is the Blog's theory, not mine).

3. There exists a competitive arena where states acts as they do.

This will become : The State acts as she does.

4. There exists no central authority in that arena that can enforce moral or legal constraints.

This will become : The Central Authority is established by the State.

5. States commit morally dubious acts (dubious according to what? The Blog knows) (see axiom 4)(Why this is here? Didn't the Blog declare that SATFP is essencially amoral?)

This will become : The State commits morally dubious acts.

6. A State's foreign and defense policy reflects national interest of the state.

This will become : The State's internal and security policy reflects her interest.

7. A State can take deterrent action against other State(s) if the Leadership of the State decides so. (see axiom 11 & 12).

This will become : The State can take deterrent actions against her subjects.

8. A State seeks to increase her national interests when her existence is threatened.

This will become : The State seeks to increase her national interests when her existance is threatened by her subjects.

9. A State's power is a potential threat to other states. A state is by definition paranoid of other states.

This wil become : The subjects power is a potential threat to the State. The State is paranoid by definition of her subjects.

10. States to increase their National Interests, to decrease potential threat of other States, to assimilate them and to dominate them, impose their Constitutions to other States. (But of course this degenerates all constitutions to a mono-constitution which prepares the Competetive Arena to the favour of the State whose Constitution became the one and only dominant Constitution to pave the ground for so called Globalization - Global Dominance - Ein STAAT, ein LAND (the GLOBE), ein FUERER und ein VOLK where there exists NO THREATt, NO COMPETITIVE ARENA, NO WORRIES and best of all NO NEED TO FP - a Paradise on Earth if you believe;->>)

This will become : The State to increase her National Interests, to decrease potential threat of her subjects, to assimilate them and to dominate them, imposes her Monolithic Constitution to her subjects.

11. A State talks sweet but carries her power peeping under her cloak to deterre the potential threats of other states. (McCain the Presidential Candidate 2008)

This will become : The State talks sweet but carries her power peeping under her cloak to deterre the potential threats of her subjects.

12. Powerful States to rule or protect or increase their National Interests divide less powerful states ad infinitum.

We don't need this any more;->

13. A State can suspend her constitution if the National Intersts dictates so. Soley the Leadership decides whether the National Intersts dictates that or not and their decision is final, cannot be challenged based on the articles of the Constitution of the State. In such cases the leadership for the sake of the National Interests is not required to disclose the reasons how they reached to a certain decision.

This will become : The State can suspend her constitution if the National Intersts dictates so. Soley the Leadership decides whether the National Intersts dictates that or not and their decision is final, cannot be challenged based on the articles of the Constitution of the State. In such cases the leadership for the sake of the National Interests is not required to disclose the reasons how they reached to a certain decision.

14. A State to keep her Internal Balance of Threat and National Interest and National Unity must centralize the power and not to share it with any Identifiable National Entity(ies).

This is will become : The State to keep her Internal Balance of Threat and National Interest and National Unity must keep her power centralized and must not share it with any Identifiable National Entity(ies).

15. A State keeps the power of making and implementing the laws solely to herself and does not share this power with any Identifiable National Entity(ies).

This will stay the same.

16. Salvare Apparentias Foreign Policy is the art of keeping the threats of states in Balance besides saving the foreign policy related phenomena. (How? By shuffling, dividing and mixing nations/races/cultures?!, subjecting them to prototype secularo-fascist laws to reduce their multiplicity to singularity? the Blog knows).

This will become : Salvare Apparentias Hegemon State Policy is the art of keeping the threats of subjects in Balance besides saving the State policy related phenomena.

please feel free to correct, update, recompose if you wish.
Thanks,

Grand Sen~or

 

NTERRADAS

8:45 AM ET

February 18, 2009

Labels, labels!...

First of all, Wohlforth's & Brooks' book IS about how and why unipolarity will last. And so, it depicts a hegemon that will try to do its best to mantain its position in the system. On this we concur. Nevertheless, W & B argue that in order to best achieve this goal the hegemon should not always punish the "emerging power" but also sometimes "accomodate" it into the system to keep it in a second rank, accepting the hegemon's predominance. The power of the U.S. is soooo huge, they say, that actual efficient balancing will form pretty much later (rather than sooner). Here, the argument differs with mere Power Transition Theory and/or Copeland's thesis because it does not expect ONLY conflict between the Hegemon and it followers. There's also room for peace... so the system can linger.

That being said, though, one of the biggest scenarios the hegemon should avoid provoking is a general counter-balancing coalition by means of "shooting everyone" whenever it chooses, simply because it can! W & B don't preach for a reckless hegemon nor think such a type of behavior is going to make unipolarity last very long. In this regard, so, India's incorporation to the nuclear club could be best understood as a pragmatic move, due to an ultimate objective of remaning "number one."

Second, the "Diet Offensive Realism" thing IS a critique. That it is a methodological one does not diminish it or take it down into another categorization, doesn't it? And such a serious critique it is that it could turn Monteiro's argument on its back. For instance, only if Monteiro relies exclusively on a "mersheimerian" style of Realism (i.e., raw structural realism), can Stephen Walt's (very powerful) critique on the nuclear proliferation issue be held true. In other words, that the system IS unipolar does not tell us much about HOW this unipole would behave. It will inform us who are the most (or THE most) relevant actors in the system, but not much more since its a "material structure" meassured in weapons, GDP and nukes. Thus, any meaningful attempt to "explain" at least some aspect of the system will always depend on adding some assumptions, like the level of challenge posed by other powers as well as by the levels of perceived (in)security (mediated by geography, history, etc.), and so on. India is an emerging power... but the U.S. "allowed" it to have nuclear bombs. Brazil, Japan, and some others too are "emerging" but where are their nuclear deterrent blank-check by the U.S.? How can we explain this sort of variation if we are to rely simply on what the structure of the day seems to be?

To finish, I'm affraid Nuno Monteiro will never be able to explain these sorts of variation and changes "under unipolarity" if he only argues that the structure is enough to explain, analyse, and predict in IR. As stupid as it may sound, every structure NEED of its units in order to avoid what Waltz himself criticized as "Third Image Reductionism."

 

HARTYBOY97

11:04 PM ET

February 18, 2009

The Sechser paper and capabilities vs. intentions

Implicit in the argument of the paper is the question of whether states worry more about the material capabilities or the intentions of a potentially threatening state. The paper comes down on the side of capabilities because of the inherent difficulty really strong states face when attempting to signal that their coercive efforts are really only limited (assuming they are ultimately limited and not total of course) to weaker foes -- after all, as has been said, "leaders change or just change their minds" and smaller states know this. Prof. Walt seems to have found merit in the paper, but I wonder if he sees the argument as evidence working against his own previous research (see Origins of Alliances) that states worry more about intentions than capabilities?

 

Stephen M. Walt is the Robert and Renée Belfer professor of international relations at Harvard University.

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